0001181431-13-012512.txt : 20130225
0001181431-13-012512.hdr.sgml : 20130225
20130225193658
ACCESSION NUMBER: 0001181431-13-012512
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130221
FILED AS OF DATE: 20130225
DATE AS OF CHANGE: 20130225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CASE STEPHEN M
CENTRAL INDEX KEY: 0001094581
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06510
FILM NUMBER: 13640654
MAIL ADDRESS:
STREET 1: 1717 RHODE ISLAND AVENUE, N.W.
STREET 2: 9TH FLOOR
CITY: WASHINGTON
STATE: DC
ZIP: 20036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAUI LAND & PINEAPPLE CO INC
CENTRAL INDEX KEY: 0000063330
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500]
IRS NUMBER: 990107542
STATE OF INCORPORATION: HI
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 VILLAGE ROAD
CITY: LAHAINA
STATE: HI
ZIP: 96761
BUSINESS PHONE: 808-877-1608
MAIL ADDRESS:
STREET 1: 200 VILLAGE ROAD
CITY: LAHAINA
STATE: HI
ZIP: 96761
4/A
1
rrd371862.xml
FORM 4 OF STEPHEN M. CASE
X0306
4/A
2013-02-21
2013-02-25
0
0000063330
MAUI LAND & PINEAPPLE CO INC
MLP
0001094581
CASE STEPHEN M
1717 RHODE ISLAND AVENUE, N.W.
9TH FLOOR
WASHINGTON
DC
20036
1
0
1
0
Common Stock
2013-02-21
4
P
0
3000
3.92
A
11889237
I
See Footnote
Common Stock
2013-02-22
4
P
0
478
3.99
A
11889715
I
See Footnote
Common Stock
2013-02-25
4
P
0
3000
3.99
A
11892715
I
See Footnote
Common Stock
15501
D
This Form 4/A is being filed to amend the Form 4 originally filed by the Reporting Person on February 25, 2013 (the "Original Form 4").
These purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by the Trust (as defined in footnote 5 below) on November 1, 2012.
Price reflected is the weighted-average purchase price for shares purchased. The range of purchase prices for the transactions reported was $3.75 to $4.00 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Due to a clerical addition error, the Original Form 4 reflected a one hundred (100) shares shortage whereas these amounts have been corrected in this Form 4/A filing.
Shares held directly by the Stephen M. Case Revocable Trust under agreement, dated December 17, 1998, as amended (the "Trust"). Mr. Case serves as the sole trustee of the Trust and has the sole power to direct the vote and disposition of the shares held by the Trust.
Price reflected is the weighted-average purchase price for shares purchased. The range of purchase prices for the transactions reported was $3.96 to $4.00 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Price reflected is the weighted-average purchase price for shares purchased. The range of purchase prices for the transactions reported was $3.95 to $4.00 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
/s/ SONG H. PAK, Attorney-in-Fact
2013-02-25