0001181431-12-059450.txt : 20121119 0001181431-12-059450.hdr.sgml : 20121119 20121119181505 ACCESSION NUMBER: 0001181431-12-059450 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121115 FILED AS OF DATE: 20121119 DATE AS OF CHANGE: 20121119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASE STEPHEN M CENTRAL INDEX KEY: 0001094581 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06510 FILM NUMBER: 121215950 MAIL ADDRESS: STREET 1: 1717 RHODE ISLAND AVENUE, N.W. STREET 2: 9TH FLOOR CITY: WASHINGTON STATE: DC ZIP: 20036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAUI LAND & PINEAPPLE CO INC CENTRAL INDEX KEY: 0000063330 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 990107542 STATE OF INCORPORATION: HI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VILLAGE ROAD CITY: LAHAINA STATE: HI ZIP: 96761 BUSINESS PHONE: 808-877-1608 MAIL ADDRESS: STREET 1: 200 VILLAGE ROAD CITY: LAHAINA STATE: HI ZIP: 96761 4 1 rrd360882.xml FORM 4 OF STEPHEN M. CASE X0306 4 2012-11-15 0 0000063330 MAUI LAND & PINEAPPLE CO INC MLP 0001094581 CASE STEPHEN M 1717 RHODE ISLAND AVENUE, N.W. 9TH FLOOR WASHINGTON DC 20036 1 0 1 0 Common Stock 2012-11-15 4 P 0 2400 3.07 A 11835112 I See Footnote Common Stock 2012-11-16 4 P 0 3000 3.47 A 11838112 I See Footnote Common Stock 2012-11-17 4 P 0 2400 3.25 A 11840512 I See Footnote Common Stock 15501 D These purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by the Trust (as defined in footnote 3 below) on November 1, 2012. Price reflected is the weighted-average purchase price for shares purchased. The range of purchase prices for the transactions reported was $2.97 to $3.21 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Shares held directly by the Stephen M. Case Revocable Trust under agreement, dated December 17, 1998, as amended (the "Trust"). Mr. Case serves as the sole trustee of the Trust and has the sole power to direct the vote and disposition of the shares held by the Trust. Price reflected is the weighted-average purchase price for shares purchased. The range of purchase prices for the transactions reported was $3.38 to $3.54 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Price reflected is the weighted-average purchase price for shares purchased. The range of purchase prices for the transactions reported was $3.12 to $3.50 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. /s/ SONG H. PAK, Attorney-in-Fact 2012-11-19