0000063296-22-000090.txt : 20221116 0000063296-22-000090.hdr.sgml : 20221116 20221116162020 ACCESSION NUMBER: 0000063296-22-000090 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221114 FILED AS OF DATE: 20221116 DATE AS OF CHANGE: 20221116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Awenowicz Ronald C CENTRAL INDEX KEY: 0001868527 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09115 FILM NUMBER: 221395428 MAIL ADDRESS: STREET 1: TWO NORTHSHORE CENTER CITY: PITTSBURGH STATE: PA ZIP: 15212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTHEWS INTERNATIONAL CORP CENTRAL INDEX KEY: 0000063296 STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360] IRS NUMBER: 250644320 STATE OF INCORPORATION: PA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: TWO NORTHSHORE CENTER CITY: PITTSBURGH STATE: PA ZIP: 15212-5851 BUSINESS PHONE: 4124428200 MAIL ADDRESS: STREET 1: TWO NORTHSHORE CENTER CITY: PITTSBURGH STATE: PA ZIP: 15212-5851 FORMER COMPANY: FORMER CONFORMED NAME: MATTHEWS JAMES H & CO DATE OF NAME CHANGE: 19780823 4 1 wf-form4_166863359932049.xml FORM 4 X0306 4 2022-11-14 0 0000063296 MATTHEWS INTERNATIONAL CORP MATW 0001868527 Awenowicz Ronald C TWO NORTHSHORE CENTER PITTSBURGH PA 15212 0 1 0 0 SVP, Global Compliance & HR Class A Common Stock 2022-11-14 4 M 0 560 0 A 1367 D Class A Common Stock 2022-11-14 4 F 0 160 27.60 D 1207 D Class A Common Stock 2022-11-15 4 D 0 170 0 D 1037 D Restricted Share Units 0.0 2022-11-14 4 M 0 560 0 D Class A Common Stock 560.0 1040 D Restricted Share Units 0.0 2022-11-14 4 A 0 6000 0 A Class A Common Stock 6000.0 6000 D On November 14, 2022, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock. Sale of shares to the registrant to cover tax withholding on the vesting of restricted share units. Award of restricted share units under the Company's Amended and Restated 2017 Equity Incentive Plan (the "Plan"), subject to the agreement entered into under the Plan. Each restricted share unit represents a contingent right to receive shares of the Company's common stock as described below. In general, 40% of the grant vests on November 14, 2025; 30% of the grant vests at target based upon the Company achieving certain metrics based on Return on Invested Capital ("ROIC"); and 30% of the grant vests at target based upon the Company achieving certain metrics based on adjusted earnings per share. Vesting of all units are generally subject to continuing employment through November 14, 2025. Upon vesting, time-based units will be converted to an equal number of shares of the Company's common stock; performance-based units will be converted to the Company's common stock using a factor ranging from 50% to 200% based upon the level of achievement of the performance thresholds related to the above targets. Performance related units that do not achieve the ROIC or earnings per share thresholds by the end of the performance period will be forfeited. The Power of Attorney dated June 9, 2021 was filed on July 12, 2021, in Form 3, and is incorporated herein by reference. /s/ Brian D. Walters (Attorney-in-Fact) 2022-11-16