0001523711-23-000100.txt : 20230804
0001523711-23-000100.hdr.sgml : 20230804
20230804190532
ACCESSION NUMBER: 0001523711-23-000100
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230802
FILED AS OF DATE: 20230804
DATE AS OF CHANGE: 20230804
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Isaias Zanatta Roberto Jacobo
CENTRAL INDEX KEY: 0001767603
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05647
FILM NUMBER: 231145309
MAIL ADDRESS:
STREET 1: 333 CONTINENTAL BOULEVARD
STREET 2: TWR 15-1
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
FORMER NAME:
FORMER CONFORMED NAME: Isaias Roberto J
DATE OF NAME CHANGE: 20190211
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MATTEL INC /DE/
CENTRAL INDEX KEY: 0000063276
STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942]
IRS NUMBER: 951567322
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 333 CONTINENTAL BLVD
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
BUSINESS PHONE: 3102522000
4
1
wf-form4_169119031911539.xml
FORM 4
X0508
4
2023-08-02
0
0000063276
MATTEL INC /DE/
MAT
0001767603
Isaias Zanatta Roberto Jacobo
333 CONTINENTAL BOULEVARD
EL SEGUNDO
CA
90245
0
1
0
0
EVP & Chief Supply Chain Offr
0
Common Stock
2023-08-02
4
M
0
5930
A
131053
D
Common Stock
2023-08-02
4
F
0
2941
21.25
D
128112
D
Common Stock
2023-08-04
4
S
0
25000
20.362
D
103112
D
Restricted Stock Units
2023-08-02
4
M
0
5930
0
D
Common Stock
5930.0
6111
D
As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 17,971 Restricted Stock Units ("RSUs" or "Units") on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2023, the second 33% of these RSUs vested, resulting in the issuance of 5,930 shares of Mattel, Inc. Common Stock.
Pursuant to the terms of the August 2, 2021 RSU grant, 2,941 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.
This transaction was executed in multiple trades at prices ranging from $20.36 to $20.38. The price reported reflects the weighted average purchase price, rounded to the nearest tenth of a cent. The Reporting Person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
/s/ Tiffani Magri, Attorney-in-Fact for Roberto Jacobo Isaias Zanatta
2023-08-04