0001523711-23-000100.txt : 20230804 0001523711-23-000100.hdr.sgml : 20230804 20230804190532 ACCESSION NUMBER: 0001523711-23-000100 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230802 FILED AS OF DATE: 20230804 DATE AS OF CHANGE: 20230804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Isaias Zanatta Roberto Jacobo CENTRAL INDEX KEY: 0001767603 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 231145309 MAIL ADDRESS: STREET 1: 333 CONTINENTAL BOULEVARD STREET 2: TWR 15-1 CITY: EL SEGUNDO STATE: CA ZIP: 90245 FORMER NAME: FORMER CONFORMED NAME: Isaias Roberto J DATE OF NAME CHANGE: 20190211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 4 1 wf-form4_169119031911539.xml FORM 4 X0508 4 2023-08-02 0 0000063276 MATTEL INC /DE/ MAT 0001767603 Isaias Zanatta Roberto Jacobo 333 CONTINENTAL BOULEVARD EL SEGUNDO CA 90245 0 1 0 0 EVP & Chief Supply Chain Offr 0 Common Stock 2023-08-02 4 M 0 5930 A 131053 D Common Stock 2023-08-02 4 F 0 2941 21.25 D 128112 D Common Stock 2023-08-04 4 S 0 25000 20.362 D 103112 D Restricted Stock Units 2023-08-02 4 M 0 5930 0 D Common Stock 5930.0 6111 D As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 17,971 Restricted Stock Units ("RSUs" or "Units") on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2023, the second 33% of these RSUs vested, resulting in the issuance of 5,930 shares of Mattel, Inc. Common Stock. Pursuant to the terms of the August 2, 2021 RSU grant, 2,941 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. This transaction was executed in multiple trades at prices ranging from $20.36 to $20.38. The price reported reflects the weighted average purchase price, rounded to the nearest tenth of a cent. The Reporting Person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected. /s/ Tiffani Magri, Attorney-in-Fact for Roberto Jacobo Isaias Zanatta 2023-08-04