0001523711-23-000086.txt : 20230802
0001523711-23-000086.hdr.sgml : 20230802
20230802171935
ACCESSION NUMBER: 0001523711-23-000086
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230731
FILED AS OF DATE: 20230802
DATE AS OF CHANGE: 20230802
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dickson Richard
CENTRAL INDEX KEY: 0001482551
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05647
FILM NUMBER: 231137048
MAIL ADDRESS:
STREET 1: C/O MATTEL, INC.
STREET 2: 333 CONTINENTAL BOULEVARD
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MATTEL INC /DE/
CENTRAL INDEX KEY: 0000063276
STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942]
IRS NUMBER: 951567322
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 333 CONTINENTAL BLVD
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
BUSINESS PHONE: 3102522000
4
1
wf-form4_169101115980457.xml
FORM 4
X0508
4
2023-07-31
0
0000063276
MATTEL INC /DE/
MAT
0001482551
Dickson Richard
333 CONTINENTAL BOULEVARD
EL SEGUNDO
CA
90245
0
1
0
0
Pres & Chief Operating Officer
0
Common Stock
2023-07-31
4
M
0
34429
A
682448
D
Common Stock
2023-07-31
4
F
0
17141
21.30
D
665307
D
Common Stock
8812
I
In 401(k)
Restricted Stock Units
2023-07-31
4
M
0
34429
0
D
Common Stock
34429.0
0
D
As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 101,260 Restricted Stock Units ("RSUs" or "Units") on July 31, 2020. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2023, the remaining 34% of these RSUs vested, resulting in the issuance of 34,429 shares of Mattel, Inc. Common Stock.
Pursuant to the terms of the July 31, 2020 RSU grant, 17,141 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.
As of August 1, 2023, the Reporting Person had a balance of $187,441.66 in the Mattel Stock Fund of Mattel, Inc.'s 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the third-party administrator for the PIP.
/s/ Tiffani Magri, Attorney-in-Fact for Richard Dickson
2023-08-02