0001523711-22-000033.txt : 20220503
0001523711-22-000033.hdr.sgml : 20220503
20220503195957
ACCESSION NUMBER: 0001523711-22-000033
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220429
FILED AS OF DATE: 20220503
DATE AS OF CHANGE: 20220503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TOTZKE STEVE
CENTRAL INDEX KEY: 0001666142
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05647
FILM NUMBER: 22889312
MAIL ADDRESS:
STREET 1: 333 CONTINENTAL BOULEVARD
STREET 2: TWR 15-1
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MATTEL INC /DE/
CENTRAL INDEX KEY: 0000063276
STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942]
IRS NUMBER: 951567322
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 333 CONTINENTAL BLVD
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
BUSINESS PHONE: 3102522000
4
1
wf-form4_165162237627265.xml
FORM 4
X0306
4
2022-04-29
0
0000063276
MATTEL INC /DE/
MAT
0001666142
TOTZKE STEVE
333 CONTINENTAL BOULEVARD
EL SEGUNDO
CA
90245
0
1
0
0
President, Chief Comm Officer
Restricted Stock Units
2022-04-29
4
A
0
30852
0
A
Common Stock
30852.0
30852
D
Employee Stock Option - Right to Buy
24.31
2022-04-29
4
A
0
21664
0
A
2032-04-29
Common Stock
21664.0
21664
D
The Restricted Stock Units ("RSUs" or "Units") were granted on April 29, 2022 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended (the "Plan"). Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share).
The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.
The option was granted on April 29, 2022 pursuant to the Plan. The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.
/s/ Tiffani Magri, Attorney-in-Fact for Steve Totzke
2022-05-03