0001523711-22-000029.txt : 20220503 0001523711-22-000029.hdr.sgml : 20220503 20220503195438 ACCESSION NUMBER: 0001523711-22-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220429 FILED AS OF DATE: 20220503 DATE AS OF CHANGE: 20220503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hugh Yoon J. CENTRAL INDEX KEY: 0001474865 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 22889285 MAIL ADDRESS: STREET 1: C/O MATTEL, INC. STREET 2: 333 CONTINENTAL BOULEVARD CITY: EL SEGUNDO STATE: CA ZIP: 90245 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 4 1 wf-form4_165162205689979.xml FORM 4 X0306 4 2022-04-29 0 0000063276 MATTEL INC /DE/ MAT 0001474865 Hugh Yoon J. 333 CONTINENTAL BOULEVARD EL SEGUNDO CA 90245 0 1 0 0 SVP & Corporate Controller Common Stock 2022-04-30 4 M 0 2093 A 19939 D Common Stock 2022-04-30 4 F 0 724 24.31 D 19215 D Restricted Stock Units 2022-04-30 4 M 0 2093 0 A Common Stock 2093.0 0 D Restricted Stock Units 2022-04-29 4 A 0 7199 0 A Common Stock 7199.0 7199 D Employee Stock Option - Right to Buy 24.31 2022-04-29 4 A 0 5055 0 A 2032-04-29 Common Stock 5055.0 5055 D As reported on a Form 4 dated April 30, 2019 and filed on May 2, 2019, the Reporting Person received a grant of 6,153 Restricted Stock Units ("RSUs" or "Units") on April 30, 2019. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On April 30, 2022, the final 34% of these RSUs vested, resulting in the issuance of 2,093 shares of Mattel, Inc. Common Stock. Pursuant to the terms of the April 30, 2019 RSU grant, 724 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. The RSUs were granted on April 29, 2022 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended (the "Plan"). Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share). The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. The option was granted on April 29, 2022 pursuant to the Plan. The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant. /s/ Tiffani Magri, Attorney-in-Fact for Yoon J. Hugh 2022-05-03