0001523711-21-000004.txt : 20210202 0001523711-21-000004.hdr.sgml : 20210202 20210202163328 ACCESSION NUMBER: 0001523711-21-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210129 FILED AS OF DATE: 20210202 DATE AS OF CHANGE: 20210202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Anschell Jonathan CENTRAL INDEX KEY: 0001661969 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 21581912 MAIL ADDRESS: STREET 1: C/O CBS CORPORATION STREET 2: 51 WEST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 4 1 wf-form4_161230159200927.xml FORM 4 X0306 4 2021-01-29 0 0000063276 MATTEL INC /DE/ MAT 0001661969 Anschell Jonathan 333 CONTINENTAL BOULEVARD EL SEGUNDO CA 90245 0 1 0 0 EVP Chief Legal Officer & Sec Employee Stock Option - Right to Buy 7.66 2021-01-29 4 A 0 44060 0 A 2031-01-29 Common Stock 44060.0 44060 D Restricted Stock Units 2021-01-29 4 A 0 18626 0 A Common Stock 18626.0 18626 D The option was granted on January 29, 2021 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended (the "Plan"). The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant. The Restricted Stock Units ("RSUs" or "Units") were granted on January 29, 2021 pursuant to the Plan. Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share). The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. /s/ Tiffani Magri, Attorney-in-fact for Jonathan Anschell 2021-02-02