0001523711-20-000053.txt : 20200804
0001523711-20-000053.hdr.sgml : 20200804
20200804191708
ACCESSION NUMBER: 0001523711-20-000053
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200731
FILED AS OF DATE: 20200804
DATE AS OF CHANGE: 20200804
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kreiz Ynon
CENTRAL INDEX KEY: 0001708842
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05647
FILM NUMBER: 201074999
MAIL ADDRESS:
STREET 1: 333 CONTINENTAL BOULEVARD
STREET 2: M1: 1518
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MATTEL INC /DE/
CENTRAL INDEX KEY: 0000063276
STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942]
IRS NUMBER: 951567322
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 333 CONTINENTAL BLVD
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
BUSINESS PHONE: 3102522000
4
1
wf-form4_159658298167584.xml
FORM 4
X0306
4
2020-07-31
0
0000063276
MATTEL INC /DE/
MAT
0001708842
Kreiz Ynon
333 CONTINENTAL BOULEVARD
EL SEGUNDO
CA
90245
1
1
0
0
Chairman & CEO
Common Stock
2020-08-01
4
M
0
43132
A
141969
D
Common Stock
2020-08-01
4
F
0
21385
11.11
D
120584
D
Restricted Stock Units
2020-08-01
4
M
0
43132
0
D
Common Stock
43132.0
44440
D
Employee Stock Option - Right to Buy
11.11
2020-07-31
4
A
0
523575
0
A
2030-07-31
Common Stock
523575.0
523575
D
As reported on a Form 4 dated August 1, 2018 and filed on August 3, 2018, the Reporting Person received a grant of 130,703 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the second 33% of these RSUs vested, resulting in the issuance of 43,132 shares of Mattel, Inc. Common Stock.
Pursuant to the terms of the August 1, 2018 RSU grant, 21,385 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.
The option was granted on July 31, 2020 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.
/s/ Robert Efthimos, Attorney-in-Fact for Ynon Kreiz
2020-08-04