0001523711-20-000053.txt : 20200804 0001523711-20-000053.hdr.sgml : 20200804 20200804191708 ACCESSION NUMBER: 0001523711-20-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200731 FILED AS OF DATE: 20200804 DATE AS OF CHANGE: 20200804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kreiz Ynon CENTRAL INDEX KEY: 0001708842 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 201074999 MAIL ADDRESS: STREET 1: 333 CONTINENTAL BOULEVARD STREET 2: M1: 1518 CITY: EL SEGUNDO STATE: CA ZIP: 90245 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 4 1 wf-form4_159658298167584.xml FORM 4 X0306 4 2020-07-31 0 0000063276 MATTEL INC /DE/ MAT 0001708842 Kreiz Ynon 333 CONTINENTAL BOULEVARD EL SEGUNDO CA 90245 1 1 0 0 Chairman & CEO Common Stock 2020-08-01 4 M 0 43132 A 141969 D Common Stock 2020-08-01 4 F 0 21385 11.11 D 120584 D Restricted Stock Units 2020-08-01 4 M 0 43132 0 D Common Stock 43132.0 44440 D Employee Stock Option - Right to Buy 11.11 2020-07-31 4 A 0 523575 0 A 2030-07-31 Common Stock 523575.0 523575 D As reported on a Form 4 dated August 1, 2018 and filed on August 3, 2018, the Reporting Person received a grant of 130,703 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the second 33% of these RSUs vested, resulting in the issuance of 43,132 shares of Mattel, Inc. Common Stock. Pursuant to the terms of the August 1, 2018 RSU grant, 21,385 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. The option was granted on July 31, 2020 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant. /s/ Robert Efthimos, Attorney-in-Fact for Ynon Kreiz 2020-08-04