0001523711-20-000002.txt : 20200203 0001523711-20-000002.hdr.sgml : 20200203 20200203162809 ACCESSION NUMBER: 0001523711-20-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200131 FILED AS OF DATE: 20200203 DATE AS OF CHANGE: 20200203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dickson Richard CENTRAL INDEX KEY: 0001482551 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 20569027 MAIL ADDRESS: STREET 1: C/O MATTEL, INC. STREET 2: 333 CONTINENTAL BOULEVARD CITY: EL SEGUNDO STATE: CA ZIP: 90245 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 4 1 wf-form4_158076527127246.xml FORM 4 X0306 4 2020-01-31 0 0000063276 MATTEL INC /DE/ MAT 0001482551 Dickson Richard 333 CONTINENTAL BOULEVARD EL SEGUNDO CA 90245 0 1 0 0 Pres & Chief Operating Officer Common Stock 2020-01-31 4 M 0 32431 A 171201 D Common Stock 2020-01-31 4 F 0 17116 14.63 D 154085 D Common Stock 3565 I In 401(k) Restricted Stock Units 2020-01-31 4 M 0 32431 0 D Common Stock 32431.0 0 D As reported on a Form 4 dated January 31, 2017 and filed on February 2, 2017, the Reporting Person received a grant of 95,383 Restricted Stock Units ("RSUs" or "Units") on January 31, 2017. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On January 31, 2020, the final 34% of these RSUs vested, resulting in the issuance of 32,431 shares of Mattel, Inc. Common Stock. Pursuant to the terms of the January 31, 2017 RSU grant, 17,116 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. As of January 31, 2020, the Reporting Person had a balance of $52,152.03 in the Mattel Stock Fund of Mattel, Inc.'s 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP. /s/ Robert Efthimos, Attorney-in-Fact for Richard Dickson 2020-02-03