0001523711-17-000082.txt : 20170710 0001523711-17-000082.hdr.sgml : 20170710 20170710162647 ACCESSION NUMBER: 0001523711-17-000082 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170708 FILED AS OF DATE: 20170710 DATE AS OF CHANGE: 20170710 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Georgiadis Mary Margaret Hastings CENTRAL INDEX KEY: 0001401333 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 17958069 MAIL ADDRESS: STREET 1: 2500 LAKE COOK ROAD CITY: RIVERWOODS STATE: IL ZIP: 60015 4 1 wf-form4_149971839357032.xml FORM 4 X0306 4 2017-07-08 0 0000063276 MATTEL INC /DE/ MAT 0001401333 Georgiadis Mary Margaret Hastings 333 CONTINENTAL BOULEVARD EL SEGUNDO CA 90245 1 1 0 0 CEO Common Stock 2017-07-08 4 M 0 41167 A 125609 D Common Stock 2017-07-08 4 F 0 21481 20.81 D 104128 D Restricted Stock Units 2017-07-08 4 M 0 41167 0 D Common Stock 41167.0 288166 D As reported on a Form 4 dated February 8, 2017, and filed on February 10, 2017, the Reporting Person received a grant of 494,001 Restricted Stock Units ("RSUs" or "Units") on February 8, 2017. The RSUs vest in equal installments on each monthly anniversary of the date of grant and will be 100% vested on the first anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On July 8, 2017, the fifth installment of these RSUs vested, resulting in the issuance of 41,167 shares of Mattel, Inc. Common Stock. Pursuant to the terms of the February 8, 2017 RSU grant, 21,481 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. /s/ Julie Kwok, Attorney-in-Fact for Mary Margaret Hastings Georgiadis 2017-07-10