0001523711-17-000073.txt : 20170523 0001523711-17-000073.hdr.sgml : 20170523 20170523164304 ACCESSION NUMBER: 0001523711-17-000073 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170520 FILED AS OF DATE: 20170523 DATE AS OF CHANGE: 20170523 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dickson Richard CENTRAL INDEX KEY: 0001482551 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 17864289 MAIL ADDRESS: STREET 1: C/O MATTEL, INC. STREET 2: 333 CONTINENTAL BOULEVARD CITY: EL SEGUNDO STATE: CA ZIP: 90245 4 1 wf-form4_149557216813005.xml FORM 4 X0306 4 2017-05-20 0 0000063276 MATTEL INC /DE/ MAT 0001482551 Dickson Richard 333 CONTINENTAL BOULEVARD EL SEGUNDO CA 90245 0 1 0 0 Pres & Chief Operating Officer Common Stock 2017-05-20 4 M 0 18168 A 61617 D Common Stock 2017-05-20 4 F 0 7637 22.15 D 53980 D Common Stock 1293 I In 401(k) Restricted Stock Units 2017-05-20 4 M 0 18168 0 D Common Stock 18168.0 0 D As reported on a Form 4 dated May 20, 2014 and filed on May 22, 2014, the Reporting Person received a grant of 36,335 Restricted Stock Units ("RSUs" or "Units") on May 20, 2014. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On May 20, 2017, the remaining 50% of these RSUs vested, resulting in the issuance of 18,168 shares of Mattel, Inc. Common Stock. Pursuant to the terms of the May 20, 2014 RSU grant, 7,637 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. As of May 20, 2017, the Reporting Person had a balance of $28,646.16 in the Mattel Stock Fund of Mattel, Inc's. 401(k) Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP. /s/ Julie Kwok, Attorney-in-Fact for Richard Dickson 2017-05-23