0001523711-17-000073.txt : 20170523
0001523711-17-000073.hdr.sgml : 20170523
20170523164304
ACCESSION NUMBER: 0001523711-17-000073
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170520
FILED AS OF DATE: 20170523
DATE AS OF CHANGE: 20170523
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MATTEL INC /DE/
CENTRAL INDEX KEY: 0000063276
STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942]
IRS NUMBER: 951567322
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 333 CONTINENTAL BLVD
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
BUSINESS PHONE: 3102522000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dickson Richard
CENTRAL INDEX KEY: 0001482551
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05647
FILM NUMBER: 17864289
MAIL ADDRESS:
STREET 1: C/O MATTEL, INC.
STREET 2: 333 CONTINENTAL BOULEVARD
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
4
1
wf-form4_149557216813005.xml
FORM 4
X0306
4
2017-05-20
0
0000063276
MATTEL INC /DE/
MAT
0001482551
Dickson Richard
333 CONTINENTAL BOULEVARD
EL SEGUNDO
CA
90245
0
1
0
0
Pres & Chief Operating Officer
Common Stock
2017-05-20
4
M
0
18168
A
61617
D
Common Stock
2017-05-20
4
F
0
7637
22.15
D
53980
D
Common Stock
1293
I
In 401(k)
Restricted Stock Units
2017-05-20
4
M
0
18168
0
D
Common Stock
18168.0
0
D
As reported on a Form 4 dated May 20, 2014 and filed on May 22, 2014, the Reporting Person received a grant of 36,335 Restricted Stock Units ("RSUs" or "Units") on May 20, 2014. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On May 20, 2017, the remaining 50% of these RSUs vested, resulting in the issuance of 18,168 shares of Mattel, Inc. Common Stock.
Pursuant to the terms of the May 20, 2014 RSU grant, 7,637 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.
As of May 20, 2017, the Reporting Person had a balance of $28,646.16 in the Mattel Stock Fund of Mattel, Inc's. 401(k) Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.
/s/ Julie Kwok, Attorney-in-Fact for Richard Dickson
2017-05-23