0001523711-16-000154.txt : 20160803 0001523711-16-000154.hdr.sgml : 20160803 20160803160101 ACCESSION NUMBER: 0001523711-16-000154 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160801 FILED AS OF DATE: 20160803 DATE AS OF CHANGE: 20160803 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SINCLAIR CHRISTOPHER A CENTRAL INDEX KEY: 0001198856 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 161803760 MAIL ADDRESS: STREET 1: FOOT LOCKER INC STREET 2: 112 WEST 34TH STREET 4TH FL CITY: NEW YORK STATE: NY ZIP: 10120 4 1 wf-form4_147025444644474.xml FORM 4 X0306 4 2016-08-01 0 0000063276 MATTEL INC /DE/ MAT 0001198856 SINCLAIR CHRISTOPHER A 333 CONTINENTAL BOULEVARD EL SEGUNDO CA 90245 1 1 0 0 Chief Executive Officer Employee Stock Option - Right to Buy 32.72 2016-08-01 4 A 0 569106 0 A 2026-08-01 Common Stock 569106.0 569106 D Restricted Stock Units 2016-08-01 4 A 0 71312 0 A Common Stock 71312.0 71312 D The option was granted on August 1, 2016 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan (the "Plan"). The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant. The Restricted Stock Units ("RSUs" or "Units") were granted on August 1, 2016 pursuant to the Plan. Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share). The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. /s/ Julie Kwok, Attorney-in-Fact for Christopher A. Sinclair 2016-08-03