0001523711-16-000154.txt : 20160803
0001523711-16-000154.hdr.sgml : 20160803
20160803160101
ACCESSION NUMBER: 0001523711-16-000154
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160801
FILED AS OF DATE: 20160803
DATE AS OF CHANGE: 20160803
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MATTEL INC /DE/
CENTRAL INDEX KEY: 0000063276
STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942]
IRS NUMBER: 951567322
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 333 CONTINENTAL BLVD
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
BUSINESS PHONE: 3102522000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SINCLAIR CHRISTOPHER A
CENTRAL INDEX KEY: 0001198856
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05647
FILM NUMBER: 161803760
MAIL ADDRESS:
STREET 1: FOOT LOCKER INC
STREET 2: 112 WEST 34TH STREET 4TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10120
4
1
wf-form4_147025444644474.xml
FORM 4
X0306
4
2016-08-01
0
0000063276
MATTEL INC /DE/
MAT
0001198856
SINCLAIR CHRISTOPHER A
333 CONTINENTAL BOULEVARD
EL SEGUNDO
CA
90245
1
1
0
0
Chief Executive Officer
Employee Stock Option - Right to Buy
32.72
2016-08-01
4
A
0
569106
0
A
2026-08-01
Common Stock
569106.0
569106
D
Restricted Stock Units
2016-08-01
4
A
0
71312
0
A
Common Stock
71312.0
71312
D
The option was granted on August 1, 2016 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan (the "Plan"). The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.
The Restricted Stock Units ("RSUs" or "Units") were granted on August 1, 2016 pursuant to the Plan. Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share).
The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.
/s/ Julie Kwok, Attorney-in-Fact for Christopher A. Sinclair
2016-08-03