0001523711-16-000137.txt : 20160801 0001523711-16-000137.hdr.sgml : 20160801 20160801164932 ACCESSION NUMBER: 0001523711-16-000137 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160731 FILED AS OF DATE: 20160801 DATE AS OF CHANGE: 20160801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Joseph B CENTRAL INDEX KEY: 0001351331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 161797940 MAIL ADDRESS: STREET 1: 55 EAST CAMPERDOWN WAY CITY: GREENVILLE STATE: SC ZIP: 29601 4 1 wf-form4_147008455831928.xml FORM 4 X0306 4 2016-07-31 0 0000063276 MATTEL INC /DE/ MAT 0001351331 Johnson Joseph B 333 CONTINENTAL BOULEVARD EL SEGUNDO CA 90245 0 1 0 0 SVP & Corporate Controller Common Stock 2016-07-31 4 M 0 1244 A 1431 D Common Stock 2016-07-31 4 F 0 468 33.38 D 963 D Restricted Stock Units 2016-07-31 4 M 0 1244 0 D Common Stock 1244.0 2526 D As reported on a Form 4 dated July 31, 2015 and filed on August 4, 2015, the reporting person received a grant of 3,770 Restricted Stock Units ("RSUs" or "Units") on July 31, 2015. The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the reporting person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On July 31, 2016, the first 33% of these RSUs vested, resulting in the issuance of 1,244 shares of Mattel, Inc. Common Stock. Pursuant to the terms of the July 31, 2015 RSU grant, 468 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. /s/ Julie Kwok, Attorney-in-Fact for Joseph B. Johnson 2016-08-01