0001523711-16-000083.txt : 20160404
0001523711-16-000083.hdr.sgml : 20160404
20160404162156
ACCESSION NUMBER: 0001523711-16-000083
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160401
FILED AS OF DATE: 20160404
DATE AS OF CHANGE: 20160404
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MATTEL INC /DE/
CENTRAL INDEX KEY: 0000063276
STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942]
IRS NUMBER: 951567322
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 333 CONTINENTAL BLVD
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
BUSINESS PHONE: 3102522000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Walker Geoffrey H
CENTRAL INDEX KEY: 0001571977
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05647
FILM NUMBER: 161550993
MAIL ADDRESS:
STREET 1: 333 CONTINENTAL BOULEVARD
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
4
1
wf-form4_145980130491018.xml
FORM 4
X0306
4
2016-04-01
0
0000063276
MATTEL INC /DE/
MAT
0001571977
Walker Geoffrey H
MATTEL, INC.
333 CONTINENTAL BOULEVARD
EL SEGUNDO
CA
90245
0
1
0
0
EVP, Chief Strategic Tech Off
Common Stock
2016-04-01
4
M
0
1148
A
23594
D
Common Stock
2016-04-01
4
F
0
432
34.26
D
23162
D
Common Stock
4642
I
In 401(k)
Restricted Stock Units
2016-04-01
4
M
0
1148
0
D
Common Stock
1148.0
0
D
As reported on Form 4 dated April 1, 2013 and filed on April 4, 2013, the reporting person received a grant of 2,296 Restricted Stock Units (the "RSUs" or the "Units") on April 1, 2013. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of the Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On April 1, 2016, the second 50% of the RSUs vested, resulting in the issuance of 1,148 shares of Mattel, Inc. common stock.
Pursuant to the terms of the April 1, 2013 RSU grant, 432 shares of Mattel, Inc. common stock were automatically withheld at vesting to cover required tax withholding.
As of April 1, 2016, the reporting person had a balance of $159,037.11 in the Mattel Stock Fund of Mattel, Inc.'s 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.
/s/ Julie Kwok, Attorney-in-Fact for Geoffrey H. Walker
2016-04-04