0001523711-16-000083.txt : 20160404 0001523711-16-000083.hdr.sgml : 20160404 20160404162156 ACCESSION NUMBER: 0001523711-16-000083 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160401 FILED AS OF DATE: 20160404 DATE AS OF CHANGE: 20160404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Walker Geoffrey H CENTRAL INDEX KEY: 0001571977 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 161550993 MAIL ADDRESS: STREET 1: 333 CONTINENTAL BOULEVARD CITY: EL SEGUNDO STATE: CA ZIP: 90245 4 1 wf-form4_145980130491018.xml FORM 4 X0306 4 2016-04-01 0 0000063276 MATTEL INC /DE/ MAT 0001571977 Walker Geoffrey H MATTEL, INC. 333 CONTINENTAL BOULEVARD EL SEGUNDO CA 90245 0 1 0 0 EVP, Chief Strategic Tech Off Common Stock 2016-04-01 4 M 0 1148 A 23594 D Common Stock 2016-04-01 4 F 0 432 34.26 D 23162 D Common Stock 4642 I In 401(k) Restricted Stock Units 2016-04-01 4 M 0 1148 0 D Common Stock 1148.0 0 D As reported on Form 4 dated April 1, 2013 and filed on April 4, 2013, the reporting person received a grant of 2,296 Restricted Stock Units (the "RSUs" or the "Units") on April 1, 2013. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of the Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On April 1, 2016, the second 50% of the RSUs vested, resulting in the issuance of 1,148 shares of Mattel, Inc. common stock. Pursuant to the terms of the April 1, 2013 RSU grant, 432 shares of Mattel, Inc. common stock were automatically withheld at vesting to cover required tax withholding. As of April 1, 2016, the reporting person had a balance of $159,037.11 in the Mattel Stock Fund of Mattel, Inc.'s 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP. /s/ Julie Kwok, Attorney-in-Fact for Geoffrey H. Walker 2016-04-04