0001523711-16-000067.txt : 20160202 0001523711-16-000067.hdr.sgml : 20160202 20160202161908 ACCESSION NUMBER: 0001523711-16-000067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160129 FILED AS OF DATE: 20160202 DATE AS OF CHANGE: 20160202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SINCLAIR CHRISTOPHER A CENTRAL INDEX KEY: 0001198856 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 161381102 MAIL ADDRESS: STREET 1: FOOT LOCKER INC STREET 2: 112 WEST 34TH STREET 4TH FL CITY: NEW YORK STATE: NY ZIP: 10120 4 1 wf-form4_145444793672904.xml FORM 4 X0306 4 2016-01-29 0 0000063276 MATTEL INC /DE/ MAT 0001198856 SINCLAIR CHRISTOPHER A MATTEL, INC. 333 CONTINENTAL BOULEVARD EL SEGUNDO CA 90245 1 1 0 0 Chief Executive Officer Common Stock 2016-01-29 4 M 0 55762 A 102304 D Common Stock 2016-01-29 4 F 0 21890 27.59 D 80414 D Restricted Stock Units 2016-01-29 4 M 0 55762 0 D Common Stock 55762.0 0 D As reported on a Form 4 dated January 29, 2015 and filed on February 2, 2015, the reporting person received a grant of 55,762 Restricted Stock Units ("RSUs" or "Units") on January 29, 2015. The RSUs vest 100% on the first anniversary of the grant date. On the vesting date, for each Unit vesting, the reporting person will receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On January 29, 2016, 100% of these RSUs vested, resulting in the issuance of 55,762 shares of Mattel, Inc. common stock. Pursuant to the terms of the January 29, 2015 RSU grant, 21,890 shares of Mattel, Inc. common stock were automatically withheld at vesting to cover required tax withholding. /s/ Julie Kwok, Attorney-in-Fact for Christopher A. Sinclair 2016-02-02