0001523711-15-000062.txt : 20151001
0001523711-15-000062.hdr.sgml : 20151001
20151001161239
ACCESSION NUMBER: 0001523711-15-000062
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151001
DATE AS OF CHANGE: 20151001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MATTEL INC /DE/
CENTRAL INDEX KEY: 0000063276
STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942]
IRS NUMBER: 951567322
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 333 CONTINENTAL BLVD
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
BUSINESS PHONE: 3102522000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gros Richard R
CENTRAL INDEX KEY: 0001652411
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05647
FILM NUMBER: 151137121
MAIL ADDRESS:
STREET 1: 333 CONTINENTAL BOULEVARD M1-1518
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2015-09-30
0000063276
MATTEL INC /DE/
MAT
0001652411
Gros Richard R
333 CONTINENTAL BOULEVARD
EL SEGUNDO
CA
90245
0
1
0
0
EVP, Chief HR Officer
Employee Stock Option - Right to Buy
21.06
2015-09-30
4
A
0
211039
0
A
2025-09-30
Common Stock
211039
211039
D
Restricted Stock Units
2015-09-30
4
A
0
15432
0
A
Common Stock
15432
15432
D
Restricted Stock Units
2015-09-30
4
A
0
9497
0
A
Common Stock
9497
9497
D
The option was granted on September 30, 2015 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan (the "Plan"). The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.
The Restricted Stock Units ("RSUs" or "Units") were granted on September 30, 2015 pursuant to the Plan. Each Unit represents a contingent right to receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share).
The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the reporting person will receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding.
/s/ Julie Kwok, Attorney-in-Fact for Richard R. Gros
2015-10-01