0001523711-15-000062.txt : 20151001 0001523711-15-000062.hdr.sgml : 20151001 20151001161239 ACCESSION NUMBER: 0001523711-15-000062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151001 DATE AS OF CHANGE: 20151001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gros Richard R CENTRAL INDEX KEY: 0001652411 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 151137121 MAIL ADDRESS: STREET 1: 333 CONTINENTAL BOULEVARD M1-1518 CITY: EL SEGUNDO STATE: CA ZIP: 90245 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-09-30 0000063276 MATTEL INC /DE/ MAT 0001652411 Gros Richard R 333 CONTINENTAL BOULEVARD EL SEGUNDO CA 90245 0 1 0 0 EVP, Chief HR Officer Employee Stock Option - Right to Buy 21.06 2015-09-30 4 A 0 211039 0 A 2025-09-30 Common Stock 211039 211039 D Restricted Stock Units 2015-09-30 4 A 0 15432 0 A Common Stock 15432 15432 D Restricted Stock Units 2015-09-30 4 A 0 9497 0 A Common Stock 9497 9497 D The option was granted on September 30, 2015 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan (the "Plan"). The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant. The Restricted Stock Units ("RSUs" or "Units") were granted on September 30, 2015 pursuant to the Plan. Each Unit represents a contingent right to receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share). The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the reporting person will receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. /s/ Julie Kwok, Attorney-in-Fact for Richard R. Gros 2015-10-01