0001523711-15-000054.txt : 20150804
0001523711-15-000054.hdr.sgml : 20150804
20150804161343
ACCESSION NUMBER: 0001523711-15-000054
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150731
FILED AS OF DATE: 20150804
DATE AS OF CHANGE: 20150804
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MATTEL INC /DE/
CENTRAL INDEX KEY: 0000063276
STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942]
IRS NUMBER: 951567322
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 333 CONTINENTAL BLVD
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
BUSINESS PHONE: 3102522000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FARR KEVIN M
CENTRAL INDEX KEY: 0001194262
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05647
FILM NUMBER: 151025704
MAIL ADDRESS:
STREET 1: MATTEL, INC., 333 CONTINENTAL BLVD
STREET 2: M1-1518
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2015-07-31
0000063276
MATTEL INC /DE/
MAT
0001194262
FARR KEVIN M
MATTEL, INC.
333 CONTINENTAL BOULEVARD
EL SEGUNDO
CA
90245
0
1
0
0
Chief Financial Officer
Common Stock
2015-08-01
4
M
0
9710
A
218935
D
Common Stock
2015-08-01
4
F
0
3650
23.21
D
215285
D
Common Stock
2015-08-01
4
M
0
7904
A
223189
D
Common Stock
2015-08-01
4
F
0
2971
23.21
D
220218
D
Common Stock
15457
I
In 401(k)
Restricted Stock Units
2015-08-01
4
M
0
9710
0
D
Common Stock
9710
0
D
Restricted Stock Units
2015-08-01
4
M
0
7904
0
D
Common Stock
7904
7904
D
Employee Stock Option - Right to Buy
23.21
2015-07-31
4
A
0
323834
0
A
2025-07-31
Common Stock
323834
323834
D
Restricted Stock Units
2015-07-31
4
A
0
26928
0
A
Common Stock
26928
26928
D
As reported on a Form 4 dated August 1, 2012 and filed on August 3, 2012, the reporting person received a grant of 19,419 Restricted Stock Units ("RSUs" or "Units") on August 1, 2012. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On August 1, 2015, the remaining 50% of these RSUs vested, resulting in the issuance of 9,710 shares of Mattel, Inc. common stock.
Pursuant to the terms of the August 1, 2012 RSU grant, 3,650 shares of Mattel, Inc. common stock were automatically withheld at vesting to cover required tax withholding.
As reported on a Form 4 dated August 1, 2013 and filed on August 5, 2013, the reporting person received a grant of 15,808 RSUs on August 1, 2013. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On August 1, 2015, the first 50% of these RSUs vested, resulting in the issuance of 7,904 shares of Mattel, Inc. common stock.
Pursuant to the terms of the August 1, 2013 RSU grant, 2,971 shares of Mattel, Inc. common stock were automatically withheld at vesting to cover required tax withholding.
As of July 31, 2015, the reporting person had a balance of $358,761.86 in the Mattel Stock Fund of Mattel, Inc.'s 401(k) Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.
The option was granted on July 31, 2015 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan (the "Plan"). The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.
The RSUs were granted on July 31, 2015 pursuant to the Plan. Each Unit represents a contingent right to receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share). The RSUs are accompanied by dividend equivalent rights.
The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the reporting person will receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding.
/s/ Julie Kwok, Attorney-in-Fact for Kevin M. Farr
2015-08-04