0001523711-15-000052.txt : 20150804
0001523711-15-000052.hdr.sgml : 20150804
20150804161146
ACCESSION NUMBER: 0001523711-15-000052
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150731
FILED AS OF DATE: 20150804
DATE AS OF CHANGE: 20150804
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MATTEL INC /DE/
CENTRAL INDEX KEY: 0000063276
STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942]
IRS NUMBER: 951567322
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 333 CONTINENTAL BLVD
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
BUSINESS PHONE: 3102522000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnson Joseph B
CENTRAL INDEX KEY: 0001351331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05647
FILM NUMBER: 151025657
MAIL ADDRESS:
STREET 1: 55 EAST CAMPERDOWN WAY
CITY: GREENVILLE
STATE: SC
ZIP: 29601
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2015-07-31
0000063276
MATTEL INC /DE/
MAT
0001351331
Johnson Joseph B
333 CONTINENTAL BOULEVARD
EL SEGUNDO
CA
90245
0
1
0
0
SVP & Corporate Controller
Employee Stock Option - Right to Buy
23.21
2015-07-31
4
A
0
45337
0
A
2025-07-31
Common Stock
45337
45337
D
Restricted Stock Units
2015-07-31
4
A
0
3770
0
A
Common Stock
3770
3770
D
The option was granted on July 31, 2015 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan (the "Plan"). The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.
The Restricted Stock Units ("RSUs" or "Units") were granted on July 31, 2015 pursuant to the Plan. Each Unit represents a contingent right to receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share). The RSUs are accompanied by dividend equivalent rights.
The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the reporting person will receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding.
/s/ Julie Kwok, Attorney-in-Fact for Joseph B. Johnson
2015-08-04