0001523711-15-000052.txt : 20150804 0001523711-15-000052.hdr.sgml : 20150804 20150804161146 ACCESSION NUMBER: 0001523711-15-000052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150731 FILED AS OF DATE: 20150804 DATE AS OF CHANGE: 20150804 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Joseph B CENTRAL INDEX KEY: 0001351331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 151025657 MAIL ADDRESS: STREET 1: 55 EAST CAMPERDOWN WAY CITY: GREENVILLE STATE: SC ZIP: 29601 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-07-31 0000063276 MATTEL INC /DE/ MAT 0001351331 Johnson Joseph B 333 CONTINENTAL BOULEVARD EL SEGUNDO CA 90245 0 1 0 0 SVP & Corporate Controller Employee Stock Option - Right to Buy 23.21 2015-07-31 4 A 0 45337 0 A 2025-07-31 Common Stock 45337 45337 D Restricted Stock Units 2015-07-31 4 A 0 3770 0 A Common Stock 3770 3770 D The option was granted on July 31, 2015 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan (the "Plan"). The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant. The Restricted Stock Units ("RSUs" or "Units") were granted on July 31, 2015 pursuant to the Plan. Each Unit represents a contingent right to receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share). The RSUs are accompanied by dividend equivalent rights. The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the reporting person will receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. /s/ Julie Kwok, Attorney-in-Fact for Joseph B. Johnson 2015-08-04