0001523711-15-000049.txt : 20150804
0001523711-15-000049.hdr.sgml : 20150804
20150804160358
ACCESSION NUMBER: 0001523711-15-000049
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150731
FILED AS OF DATE: 20150804
DATE AS OF CHANGE: 20150804
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MATTEL INC /DE/
CENTRAL INDEX KEY: 0000063276
STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942]
IRS NUMBER: 951567322
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 333 CONTINENTAL BLVD
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
BUSINESS PHONE: 3102522000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McKenzie Jean A.
CENTRAL INDEX KEY: 0001564486
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05647
FILM NUMBER: 151025482
MAIL ADDRESS:
STREET 1: 333 CONTINENTAL BOULEVARD
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2015-07-31
0000063276
MATTEL INC /DE/
MAT
0001564486
McKenzie Jean A.
MATTEL, INC.
333 CONTINENTAL BOULEVARD
EL SEGUNDO
CA
90245
0
1
0
0
EVP Fisher-Price & AG
Common Stock
2015-08-01
4
M
0
2518
A
16747
D
Common Stock
2015-08-01
4
F
0
884
23.21
D
15863
D
Common Stock
2015-08-01
4
M
0
3513
A
19376
D
Common Stock
2015-08-01
4
F
0
1234
23.21
D
18142
D
Restricted Stock Units
2015-08-01
4
M
0
2518
0
D
Common Stock
2518
0
D
Restricted Stock Units
2015-08-01
4
M
0
3513
0
D
Common Stock
3513
3513
D
Employee Stock Option - Right to Buy
23.21
2015-07-31
4
A
0
194301
0
A
2025-07-31
Common Stock
194301
194301
D
Restricted Stock Units
2015-07-31
4
A
0
16157
0
A
Common Stock
16157
16157
D
As reported on a Form 3 dated January 1, 2013 and filed on January 3, 2013, the reporting person received a grant of 5,035 Restricted Stock Units ("RSUs" or "Units") on August 1, 2012. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On August 1, 2015, the remaining 50% of these RSUs vested, resulting in the issuance of 2,518 shares of Mattel, Inc. common stock.
Pursuant to the terms of the August 1, 2012 RSU grant, 884 shares of Mattel, Inc. common stock were automatically withheld at vesting to cover required tax withholding.
As reported on Form 4 dated August 1, 2013 and filed on August 5, 2013, the reporting person received a grant of 7,026 RSUs on August 1, 2013. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On August 1, 2015, the first 50% of the RSUs vested, resulting in the issuance of 3,513 shares of Mattel, Inc. common stock.
Pursuant to the terms of the August 1, 2013 RSU grant, 1,234 shares of Mattel, Inc. common stock were automatically withheld at vesting to cover required tax withholding.
The option was granted on July 31, 2015 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan (the "Plan"). The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.
The RSUs were granted on July 31, 2015 pursuant to the Plan. Each Unit represents a contingent right to receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share). The RSUs are accompanied by dividend equivalent rights.
The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the reporting person will receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding.
/s/ Julie Kwok, Attorney-in-Fact for Jean A. McKenzie
2015-08-04