0001523711-14-000067.txt : 20140804 0001523711-14-000067.hdr.sgml : 20140804 20140804153132 ACCESSION NUMBER: 0001523711-14-000067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140801 FILED AS OF DATE: 20140804 DATE AS OF CHANGE: 20140804 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McKenzie Jean A. CENTRAL INDEX KEY: 0001564486 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 141012774 MAIL ADDRESS: STREET 1: 333 CONTINENTAL BOULEVARD CITY: EL SEGUNDO STATE: CA ZIP: 90245 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-08-01 0000063276 MATTEL INC /DE/ MAT 0001564486 McKenzie Jean A. MATTEL, INC. 333 CONTINENTAL BOULEVARD EL SEGUNDO CA 90245 0 1 0 0 EVP American Girl Common Stock 2014-08-01 4 M 0 2517 A 13030 D Common Stock 2014-08-01 4 F 0 884 35.25 D 12146 D Restricted Stock Units 2014-08-01 4 M 0 2517 0 A Common Stock 2517 2518 D Employee Stock Option - Right to Buy 35.25 2014-08-01 4 A 0 72545 0 A 2024-08-01 Common Stock 72545 72545 D Restricted Stock Units 2014-08-01 4 A 0 9220 0 A Common Stock 9220 9220 D As reported on a Form 3 dated January 1, 2013 and filed on January 3, 2013, the reporting person received a grant of 5,035 Restricted Stock Units ("RSUs" or "Units") on August 1, 2012. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On August 1, 2014, the first 50% of these RSUs vested, resulting in the issuance of 2,517 shares of Mattel, Inc. common stock. Pursuant to the terms of the August 1, 2012 RSU grant, 884 shares of Mattel, Inc. common stock were automatically withheld at vesting to cover required tax withholding. The option was granted on August 1, 2014 pursuant to the Mattel, Inc. 2010 Equity and Long-Term Compensation Plan (the "2010 Plan"). The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant. The RSUs were granted on August 1, 2014 pursuant to the 2010 Plan. Each Unit represents a contingent right to receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share). The RSUs are accompanied by dividend equivalent rights. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the reporting person will receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. /s/ Julie Kwok, Attorney-in-Fact for Jean A. McKenzie 2014-08-04