0001523711-14-000067.txt : 20140804
0001523711-14-000067.hdr.sgml : 20140804
20140804153132
ACCESSION NUMBER: 0001523711-14-000067
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140801
FILED AS OF DATE: 20140804
DATE AS OF CHANGE: 20140804
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MATTEL INC /DE/
CENTRAL INDEX KEY: 0000063276
STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942]
IRS NUMBER: 951567322
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 333 CONTINENTAL BLVD
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
BUSINESS PHONE: 3102522000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McKenzie Jean A.
CENTRAL INDEX KEY: 0001564486
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05647
FILM NUMBER: 141012774
MAIL ADDRESS:
STREET 1: 333 CONTINENTAL BOULEVARD
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-08-01
0000063276
MATTEL INC /DE/
MAT
0001564486
McKenzie Jean A.
MATTEL, INC.
333 CONTINENTAL BOULEVARD
EL SEGUNDO
CA
90245
0
1
0
0
EVP American Girl
Common Stock
2014-08-01
4
M
0
2517
A
13030
D
Common Stock
2014-08-01
4
F
0
884
35.25
D
12146
D
Restricted Stock Units
2014-08-01
4
M
0
2517
0
A
Common Stock
2517
2518
D
Employee Stock Option - Right to Buy
35.25
2014-08-01
4
A
0
72545
0
A
2024-08-01
Common Stock
72545
72545
D
Restricted Stock Units
2014-08-01
4
A
0
9220
0
A
Common Stock
9220
9220
D
As reported on a Form 3 dated January 1, 2013 and filed on January 3, 2013, the reporting person received a grant of 5,035 Restricted Stock Units ("RSUs" or "Units") on August 1, 2012. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On August 1, 2014, the first 50% of these RSUs vested, resulting in the issuance of 2,517 shares of Mattel, Inc. common stock.
Pursuant to the terms of the August 1, 2012 RSU grant, 884 shares of Mattel, Inc. common stock were automatically withheld at vesting to cover required tax withholding.
The option was granted on August 1, 2014 pursuant to the Mattel, Inc. 2010 Equity and Long-Term Compensation Plan (the "2010 Plan"). The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.
The RSUs were granted on August 1, 2014 pursuant to the 2010 Plan. Each Unit represents a contingent right to receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share). The RSUs are accompanied by dividend equivalent rights.
The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the reporting person will receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding.
/s/ Julie Kwok, Attorney-in-Fact for Jean A. McKenzie
2014-08-04