0001523711-14-000052.txt : 20140520 0001523711-14-000052.hdr.sgml : 20140520 20140520163558 ACCESSION NUMBER: 0001523711-14-000052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140516 FILED AS OF DATE: 20140520 DATE AS OF CHANGE: 20140520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SINCLAIR CHRISTOPHER A CENTRAL INDEX KEY: 0001198856 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 14858358 MAIL ADDRESS: STREET 1: FOOT LOCKER INC STREET 2: 112 WEST 34TH STREET 4TH FL CITY: NEW YORK STATE: NY ZIP: 10120 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-05-16 0000063276 MATTEL INC /DE/ MAT 0001198856 SINCLAIR CHRISTOPHER A MATTEL, INC. 333 CONTINENTAL BOULEVARD EL SEGUNDO CA 90245 1 0 0 0 Restricted Stock Units 2014-05-16 4 A 0 3341 0 A Common Stock 3341 3341 D The Restricted Stock Units ("RSUs") were granted on May 16, 2014, pursuant to the Mattel, Inc. 2010 Equity and Long-Term Compensation Plan. Each RSU represents a contingent right to receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share on the settlement date). The RSUs are accompanied by dividend equivalent rights. The RSUs will vest in four equal installments, as follows: (i) 25% on August 16, 2014, (ii) 25% on November 16, 2014, (iii) 25% on February 16, 2015 and (iv) 25% on the earlier of May 16, 2015 or the day before the first annual meeting of Mattel, Inc.'s stockholders that occurs after the grant date. Vested RSUs generally will be settled on the third anniversary of the grant date. On the settlement date, for each vested RSU, the reporting person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date). /s/Julie Kwok, Attorney-in-Fact for Christopher A. Sinclair 2014-05-20