0001523711-14-000035.txt : 20140502 0001523711-14-000035.hdr.sgml : 20140502 20140502152103 ACCESSION NUMBER: 0001523711-14-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140430 FILED AS OF DATE: 20140502 DATE AS OF CHANGE: 20140502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAYE ALAN CENTRAL INDEX KEY: 0001194271 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 14809102 MAIL ADDRESS: STREET 1: MATTEL, INC., 333 CONTINENTAL BLVD STREET 2: M1-1518 CITY: EL SEGUNDO STATE: CA ZIP: 90245 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-04-30 0000063276 MATTEL INC /DE/ MAT 0001194271 KAYE ALAN MATTEL, INC. 333 CONTINENTAL BLVD. EL SEGUNDO CA 90245 0 1 0 0 EVP Chief HR Officer Common stock 2014-04-30 4 S 0 10000 39.2828 D 27399 I In trust Common stock 8078 I In 401(k) This transaction was executed in multiple trades at prices ranging from $39.255 to $39.305. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected. The Kaye Living Trust, dated March 31, 1992. As of April 30, 2014, the reporting person had a balance of $316,756.27 in the Mattel Stock Fund of Mattel's 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP. /s/ Julie Kwok, Attorney-in-Fact for Alan Kaye 2014-05-02