0001523711-14-000030.txt : 20140425 0001523711-14-000030.hdr.sgml : 20140425 20140425153856 ACCESSION NUMBER: 0001523711-14-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140424 FILED AS OF DATE: 20140425 DATE AS OF CHANGE: 20140425 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAYE ALAN CENTRAL INDEX KEY: 0001194271 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 14785497 MAIL ADDRESS: STREET 1: MATTEL, INC., 333 CONTINENTAL BLVD STREET 2: M1-1518 CITY: EL SEGUNDO STATE: CA ZIP: 90245 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-04-24 0000063276 MATTEL INC /DE/ MAT 0001194271 KAYE ALAN MATTEL, INC. 333 CONTINENTAL BLVD. EL SEGUNDO CA 90245 0 1 0 0 EVP Chief HR Officer Common stock 2014-04-24 4 S 0 10000 37.9507 D 47399 I In trust Common stock 8082 I In 401(k) This transaction was executed in multiple trades at prices ranging from $37.95 to $37.96. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected. The Kaye Living Trust, dated March 31, 1992. As of April 24, 2014, the reporting person had a balance of $304,516.25 in the Mattel Stock Fund of Mattel's 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP. /s/ Julie Kwok, Attorney-in-Fact for Alan Kaye 2014-04-25