0001523711-14-000002.txt : 20140106
0001523711-14-000002.hdr.sgml : 20140106
20140106175146
ACCESSION NUMBER: 0001523711-14-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140103
FILED AS OF DATE: 20140106
DATE AS OF CHANGE: 20140106
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MATTEL INC /DE/
CENTRAL INDEX KEY: 0000063276
STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942]
IRS NUMBER: 951567322
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 333 CONTINENTAL BLVD
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
BUSINESS PHONE: 3102522000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STOCKTON BRYAN
CENTRAL INDEX KEY: 0001194281
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05647
FILM NUMBER: 14511226
MAIL ADDRESS:
STREET 1: MATTEL, INC., 333 CONTINENTAL BLVD
STREET 2: M1-1518
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-01-03
0000063276
MATTEL INC /DE/
MAT
0001194281
STOCKTON BRYAN
MATTEL, INC.
333 CONTINENTAL BLVD.
EL SEGUNDO
CA
90245
1
1
0
0
Chief Executive Officer
Common Stock
2014-01-03
4
M
0
13511
A
146186
D
Common Stock
2014-01-03
4
F
0
5216
46.87
D
140970
D
Common Stock
2014-01-04
4
M
0
19779
A
160749
D
Common Stock
2014-01-04
4
F
0
9179
46.87
D
151570
D
Common Stock
7138
I
In 401(k)
Restricted Stock Units
2014-01-03
4
M
0
13511
0
D
Common Stock
13511
13511
D
Restricted Stock Units
2014-01-04
4
M
0
19779
0
D
Common Stock
19779
0
D
As reported on a Form 4 dated January 3, 2012 and filed January 4, 2012, the reporting person received a grant of 27,022 Restricted Stock Units ("RSUs" or "Units") on January 3, 2012. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of Mattel, Inc. ("Mattel") common stock (or, at the election of Mattel, a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On January 3, 2014, the initial 50% of these RSUs vested, resulting in the issuance of 13,511 shares of Mattel common stock.
Pursuant to the terms of the January 3, 2012 RSU grant, 5,216 shares of Mattel common stock were automatically withheld at vesting to cover required tax withholding.
As reported on a Form 4 dated January 4, 2011 and filed January 6, 2011, the reporting person received a grant of 39,557 RSUs on January 4, 2011. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of Mattel common stock (or, at the election of Mattel, a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On January 4, 2014, the remaining 50% of these RSUs vested, resulting in the issuance of 19,779 shares of Mattel common stock.
Pursuant to the terms of the January 4, 2011 RSU grant, 9,179 shares of Mattel common stock were automatically withheld at vesting to cover required tax withholding.
As of January 4, 2014 the reporting person had a balance of $334,546.16 in the Mattel Stock Fund of Mattel's 401(k) Personal Investiment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.
/s/ Andrew Paalborg, Attorney-in-Fact for Bryan G. Stockton
2014-01-06