0001523711-13-000065.txt : 20130805
0001523711-13-000065.hdr.sgml : 20130805
20130805165127
ACCESSION NUMBER: 0001523711-13-000065
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130801
FILED AS OF DATE: 20130805
DATE AS OF CHANGE: 20130805
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MATTEL INC /DE/
CENTRAL INDEX KEY: 0000063276
STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942]
IRS NUMBER: 951567322
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 333 CONTINENTAL BLVD
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
BUSINESS PHONE: 3102522000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STOCKTON BRYAN
CENTRAL INDEX KEY: 0001194281
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05647
FILM NUMBER: 131010769
MAIL ADDRESS:
STREET 1: MATTEL, INC., 333 CONTINENTAL BLVD
STREET 2: M1-1518
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-08-01
0000063276
MATTEL INC /DE/
MAT
0001194281
STOCKTON BRYAN
MATTEL, INC.
333 CONTINENTAL BOULEVARD
EL SEGUNDO
CA
90245
1
1
0
0
Chief Executive Officer
Common Stock
2013-08-01
4
M
0
15798
A
136471
D
Common Stock
2013-08-01
4
F
0
8244
42.70
D
128227
D
Common Stock
2013-08-02
4
M
0
9303
A
137530
D
Common Stock
2013-08-02
4
F
0
4855
42.84
D
132675
D
Common Stock
7038
I
In 401(k)
Employee Stock Option - Right to Buy
42.70
2013-08-01
4
A
0
208570
0
A
2023-08-01
Common Stock
208570
208570
D
Restricted Stock Units
2013-08-01
4
A
0
42935
0
A
Common Stock
42935
42935
D
Restricted Stock Units
2013-08-01
4
M
0
15798
0
D
Common Stock
15798
15798
D
Restricted Stock Units
2013-08-02
4
M
0
9303
0
D
Common Stock
9303
0
D
As reported on a Form 4 dated July 31, 2011 and filed on August 2, 2011, the reporting person received a grant of 31,596 Restricted Stock Units ("RSUs" or "Units") on August 1, 2011. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of Mattel common stock (or, at the election of Mattel, a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On August 1, 2013, the first 50% of these RSUs vested, resulting in the issuance of 15,798 shares of Mattel common stock.
Pursuant to the terms of the August 1, 2011 RSU grant, 8,244 shares of Mattel common stock were automatically withheld at vesting to cover required tax withholding.
As reported on a Form 4 dated August 1, 2010 and filed on August 3, 2010, the reporting person received a grant of 18,605 Restricted Stock Units ("RSUs" or "Units") on August 2, 2010. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of Mattel common stock (or, at the election of Mattel, a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On August 2, 2013, the remaining 50% of these RSUs vested, resulting in the issuance of 9,303 shares of Mattel common stock.
Pursuant to the terms of the August 2, 2010 RSU grant, 4,855 shares of Mattel common stock were automatically withheld at vesting to cover required tax withholding.
As of August 2, 2013, the reporting person had a balance of $301,510.91 in the Mattel Stock Fund of Mattel's 401(k) Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.
The option was granted on August 1, 2013 pursuant to the Mattel, Inc. 2010 Equity and Long-Term Compensation Plan (the "2010 Plan"). The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.
The Restricted Stock Units ("RSUs" or "Units") were granted on August 1, 2013 pursuant to the 2010 Plan. Each Unit represents a contingent right to receive one share of Mattel common stock (or, at the election of Mattel, a cash amount equal to the fair market value of such share). The RSUs are accompanied by dividend equivalent rights.
The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the reporting person will receive one share of Mattel common stock (or, at the election of Mattel, a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding.
/s/ Andrew Paalborg, Attorney-in-Fact for Bryan G. Stockton
2013-08-05