0001523711-13-000050.txt : 20130513
0001523711-13-000050.hdr.sgml : 20130513
20130513163816
ACCESSION NUMBER: 0001523711-13-000050
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130510
FILED AS OF DATE: 20130513
DATE AS OF CHANGE: 20130513
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MATTEL INC /DE/
CENTRAL INDEX KEY: 0000063276
STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942]
IRS NUMBER: 951567322
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 333 CONTINENTAL BLVD
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
BUSINESS PHONE: 3102522000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SINCLAIR CHRISTOPHER A
CENTRAL INDEX KEY: 0001198856
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05647
FILM NUMBER: 13837868
MAIL ADDRESS:
STREET 1: FOOT LOCKER INC
STREET 2: 112 WEST 34TH STREET 4TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10120
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-05-10
0000063276
MATTEL INC /DE/
MAT
0001198856
SINCLAIR CHRISTOPHER A
MATTEL, INC.
333 CONTINENTAL BOULEVARD
EL SEGUNDO
CA
90245
1
0
0
0
Common Stock
2013-05-12
4
M
0
4320
A
24389
D
Restricted Stock Units
2013-05-10
4
A
0
2610
0
A
Common Stock
2610
2610
D
Restricted Stock Units
2013-05-12
4
M
0
4320
0
D
Common Stock
4320
0
D
As reported on a Form 4 dated May 11, 2010 and filed on May 13, 2010, the reporting person received a grant of 4,320 Restricted Stock Units ("RSUs") on May 12, 2010. The RSUs were fully vested on the one year anniversiary of the grant date and are settled on the third anniversary of the grant date. On May 12, 2013, 100% of these RSUs were settled, resulting in the issuance of 4,320 shares of Mattel common stock.
The RSUs were granted on May 10, 2013, pursuant to the Mattel, Inc. 2010 Equity and Long-Term Compensation Plan. Each RSU represents a contingent right to receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share on the settlement date). The RSUs are accompanied by dividend equivalent rights.
The RSUs will vest in four equal installments, as follows: (i) 25% on August 10, 2013, (ii) 25% on November 10, 2013, (iii) 25% on February 10, 2014 and (iv) 25% on the earlier of May 10, 2014 or the day before the first annual meeting of Mattel's stockholders that occurs after the grant date. Vested RSUs generally will be settled on the third anniversary of the grant date. On the settlement date, for each vested RSU, the reporting person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).
/s/ Andrew Paalborg, Attorney-in-Fact for Christopher A. Sinclair
2013-05-13