0001523711-13-000050.txt : 20130513 0001523711-13-000050.hdr.sgml : 20130513 20130513163816 ACCESSION NUMBER: 0001523711-13-000050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130510 FILED AS OF DATE: 20130513 DATE AS OF CHANGE: 20130513 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SINCLAIR CHRISTOPHER A CENTRAL INDEX KEY: 0001198856 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 13837868 MAIL ADDRESS: STREET 1: FOOT LOCKER INC STREET 2: 112 WEST 34TH STREET 4TH FL CITY: NEW YORK STATE: NY ZIP: 10120 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-05-10 0000063276 MATTEL INC /DE/ MAT 0001198856 SINCLAIR CHRISTOPHER A MATTEL, INC. 333 CONTINENTAL BOULEVARD EL SEGUNDO CA 90245 1 0 0 0 Common Stock 2013-05-12 4 M 0 4320 A 24389 D Restricted Stock Units 2013-05-10 4 A 0 2610 0 A Common Stock 2610 2610 D Restricted Stock Units 2013-05-12 4 M 0 4320 0 D Common Stock 4320 0 D As reported on a Form 4 dated May 11, 2010 and filed on May 13, 2010, the reporting person received a grant of 4,320 Restricted Stock Units ("RSUs") on May 12, 2010. The RSUs were fully vested on the one year anniversiary of the grant date and are settled on the third anniversary of the grant date. On May 12, 2013, 100% of these RSUs were settled, resulting in the issuance of 4,320 shares of Mattel common stock. The RSUs were granted on May 10, 2013, pursuant to the Mattel, Inc. 2010 Equity and Long-Term Compensation Plan. Each RSU represents a contingent right to receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share on the settlement date). The RSUs are accompanied by dividend equivalent rights. The RSUs will vest in four equal installments, as follows: (i) 25% on August 10, 2013, (ii) 25% on November 10, 2013, (iii) 25% on February 10, 2014 and (iv) 25% on the earlier of May 10, 2014 or the day before the first annual meeting of Mattel's stockholders that occurs after the grant date. Vested RSUs generally will be settled on the third anniversary of the grant date. On the settlement date, for each vested RSU, the reporting person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date). /s/ Andrew Paalborg, Attorney-in-Fact for Christopher A. Sinclair 2013-05-13