0001523711-12-000096.txt : 20121226
0001523711-12-000096.hdr.sgml : 20121226
20121226115127
ACCESSION NUMBER: 0001523711-12-000096
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121224
FILED AS OF DATE: 20121226
DATE AS OF CHANGE: 20121226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KAYE ALAN
CENTRAL INDEX KEY: 0001194271
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05647
FILM NUMBER: 121284501
MAIL ADDRESS:
STREET 1: MATTEL, INC., 333 CONTINENTAL BLVD
STREET 2: M1-1518
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MATTEL INC /DE/
CENTRAL INDEX KEY: 0000063276
STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942]
IRS NUMBER: 951567322
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 333 CONTINENTAL BLVD
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
BUSINESS PHONE: 3102522000
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2012-12-24
0000063276
MATTEL INC /DE/
MAT
0001194271
KAYE ALAN
MATTEL, INC.
333 CONTINENTAL BOULEVARD
EL SEGUNDO
CA
90245
0
1
0
0
EVP Chief HR Officer
Common Stock
2012-12-24
4
M
0
20000
17.94
A
20000
D
Common Stock
2012-12-24
4
S
0
20000
36.95
D
0
D
Common Stock
32044
I
In trust
Common Stock
7758
I
In 401(k)
Employee Stock Option - Right to Buy
17.94
2012-12-24
4
M
0
20000
0
D
2009-08-01
2016-08-01
Common Stock
20000
17500
D
The exercise occurred pursuant to a previously disclosed trading plan designed to comply with Rule 10b5-1.
The sale occured pursuant to a previously disclosed trading plan designed to comply with Rule 10b5-1.
The Kaye Living Trust, dated March 31, 1992.
As of December 24, 2012, the reporting person had a balance of $283,960.19 in the Mattel Stock Fund of Mattel's 401(k) Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.
/s/ Julie Kwok, Attorney-in-Fact for Alan Kaye
2012-12-26