0001523711-12-000096.txt : 20121226 0001523711-12-000096.hdr.sgml : 20121226 20121226115127 ACCESSION NUMBER: 0001523711-12-000096 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121224 FILED AS OF DATE: 20121226 DATE AS OF CHANGE: 20121226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAYE ALAN CENTRAL INDEX KEY: 0001194271 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 121284501 MAIL ADDRESS: STREET 1: MATTEL, INC., 333 CONTINENTAL BLVD STREET 2: M1-1518 CITY: EL SEGUNDO STATE: CA ZIP: 90245 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-12-24 0000063276 MATTEL INC /DE/ MAT 0001194271 KAYE ALAN MATTEL, INC. 333 CONTINENTAL BOULEVARD EL SEGUNDO CA 90245 0 1 0 0 EVP Chief HR Officer Common Stock 2012-12-24 4 M 0 20000 17.94 A 20000 D Common Stock 2012-12-24 4 S 0 20000 36.95 D 0 D Common Stock 32044 I In trust Common Stock 7758 I In 401(k) Employee Stock Option - Right to Buy 17.94 2012-12-24 4 M 0 20000 0 D 2009-08-01 2016-08-01 Common Stock 20000 17500 D The exercise occurred pursuant to a previously disclosed trading plan designed to comply with Rule 10b5-1. The sale occured pursuant to a previously disclosed trading plan designed to comply with Rule 10b5-1. The Kaye Living Trust, dated March 31, 1992. As of December 24, 2012, the reporting person had a balance of $283,960.19 in the Mattel Stock Fund of Mattel's 401(k) Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP. /s/ Julie Kwok, Attorney-in-Fact for Alan Kaye 2012-12-26