0001523711-12-000064.txt : 20120802 0001523711-12-000064.hdr.sgml : 20120802 20120802191253 ACCESSION NUMBER: 0001523711-12-000064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120731 FILED AS OF DATE: 20120802 DATE AS OF CHANGE: 20120802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STOCKTON BRYAN CENTRAL INDEX KEY: 0001194281 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 121004878 MAIL ADDRESS: STREET 1: MATTEL, INC., 333 CONTINENTAL BLVD STREET 2: M1-1518 CITY: EL SEGUNDO STATE: CA ZIP: 90245 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-07-31 0000063276 MATTEL INC /DE/ MAT 0001194281 STOCKTON BRYAN MATTEL, INC. 333 CONTINENTAL BOULEVARD EL SEGUNDO CA 90245 1 1 0 0 Chief Executive Officer Common Stock 2012-07-31 4 M 0 11377 A 108852 D Common Stock 2012-07-31 4 F 0 5311 35.17 D 103541 D Common Stock 6830 I In 401(k) Restricted Stock Units 2012-07-31 4 M 0 11377 0 D Common Stock 11377 0 D As reported on a Form 4 dated August 1, 2009 and filed on August 4, 2009, the reporting person received a grant of 22,753 Restricted Stock Units ("RSUs" or "Units") on July 31, 2009. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of Mattel common stock (or, at the election of Mattel, a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On July 31, 2012, the final 50% of these RSUs vested, resulting in the issuance of 11,377 shares of Mattel common stock. Pursuant to the terms of the July 31, 2009 RSU grant, 5,311 shares of Mattel common stock were automatically withheld at vesting to cover required tax withholding. As of July 31, 2012 the reporting person had a balance of $240,218.62 in the Mattel Stock Fund of Mattel's 401(k) Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP. /s/ Andrew Paalborg, Attorney-in-Fact for Bryan G. Stockton 2012-08-02