0001523711-12-000063.txt : 20120802 0001523711-12-000063.hdr.sgml : 20120802 20120802191051 ACCESSION NUMBER: 0001523711-12-000063 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120731 FILED AS OF DATE: 20120802 DATE AS OF CHANGE: 20120802 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SADIGH MANDANA CENTRAL INDEX KEY: 0001504807 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 121004870 MAIL ADDRESS: STREET 1: MATTEL, INC. STREET 2: 333 CONTINENTAL BLVD. CITY: EL SEGUNDO STATE: CA ZIP: 90245 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-07-31 0000063276 MATTEL INC /DE/ MAT 0001504807 SADIGH MANDANA MATTEL, INC. 333 CONTINENTAL BLVD. EL SEGUNDO CA 90245 0 1 0 0 SVP Treasurer Common Stock 2012-07-31 4 M 0 3868 A 28742 I In trust Common Stock 2012-07-31 4 F 0 1806 35.17 D 26936 I In trust Common Stock 2392 I In 401(k) Restricted Stock Units 2012-07-31 4 M 0 3868 0 D Common Stock 3868 0 D As reported on a Form 3 dated November 1, 2010 and filed on November 9, 2010, the reporting person received a grant of 7,736 Restricted Stock Units ("RSUs" or "Units") on July 31, 2009. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of Mattel common stock (or, at the election of Mattel, a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On July 31, 2012, the final 50% of these RSUs vested, resulting in the issuance of 3,868 shares of Mattel common stock. Pursuant to the terms of the July 31, 2009 RSU grant, 1,806 shares of Mattel common stock were automatically withheld at vesting to cover required tax withholding. The Ahmadi Family Trust, dated January 29, 1999. As of July 31, 2012, the reporting person had a balance of $84,140.77 in the Mattel Stock Fund of Mattel's 401(k) Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP. /s/ Andrew Paalborg, Attorney-in-Fact for Mandana Sadigh 2012-08-02