0001523711-12-000029.txt : 20120229
0001523711-12-000029.hdr.sgml : 20120229
20120229191945
ACCESSION NUMBER: 0001523711-12-000029
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120228
FILED AS OF DATE: 20120229
DATE AS OF CHANGE: 20120229
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FARR KEVIN M
CENTRAL INDEX KEY: 0001194262
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05647
FILM NUMBER: 12655130
MAIL ADDRESS:
STREET 1: MATTEL, INC., 333 CONTINENTAL BLVD
STREET 2: M1-1518
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MATTEL INC /DE/
CENTRAL INDEX KEY: 0000063276
STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942]
IRS NUMBER: 951567322
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 333 CONTINENTAL BLVD
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
BUSINESS PHONE: 3102522000
4
1
edgar.xml
PRIMARY DOCUMENT
X0304
4
2012-02-28
0000063276
MATTEL INC /DE/
MAT
0001194262
FARR KEVIN M
MATTEL, INC.
333 CONTINENTAL BOULEVARD
EL SEGUNDO
CA
90245
0
1
0
0
Chief Financial Officer
Common Stock
2012-02-28
4
M
0
11400
19.43
A
119395
D
Common Stock
2012-02-28
4
S
0
11400
32.5635
D
107995
D
Common Stock
2012-02-29
4
M
0
8600
19.43
A
116595
D
Common Stock
2012-02-29
4
S
0
8600
32.6058
D
107995
D
Common Stock
13515
I
In 401(k)
Employee Stock Option - Right to Buy
19.43
2012-02-28
4
M
0
11400
0
D
2005-12-28
2013-07-31
Common Stock
11400
78600
D
Employee Stock Option - Right to Buy
19.43
2012-02-29
4
M
0
8600
0
D
2005-12-28
2013-07-31
Common Stock
8600
70000
D
This transaction was executed in multiple trades at prices ranging from $32.55 to $32.65. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
As of February 28, 2012, the reporting person had a balance of $440,441.92 in the Mattel Stock Fund of Mattel's 401(k) Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.
This transaction was executed in multiple trades at prices ranging from $32.55 to $32.63. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
/s/ Andrew Paalborg, Attorney-in-Fact for Kevin M. Farr
2012-02-29