0001523711-12-000029.txt : 20120229 0001523711-12-000029.hdr.sgml : 20120229 20120229191945 ACCESSION NUMBER: 0001523711-12-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120228 FILED AS OF DATE: 20120229 DATE AS OF CHANGE: 20120229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARR KEVIN M CENTRAL INDEX KEY: 0001194262 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 12655130 MAIL ADDRESS: STREET 1: MATTEL, INC., 333 CONTINENTAL BLVD STREET 2: M1-1518 CITY: EL SEGUNDO STATE: CA ZIP: 90245 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2012-02-28 0000063276 MATTEL INC /DE/ MAT 0001194262 FARR KEVIN M MATTEL, INC. 333 CONTINENTAL BOULEVARD EL SEGUNDO CA 90245 0 1 0 0 Chief Financial Officer Common Stock 2012-02-28 4 M 0 11400 19.43 A 119395 D Common Stock 2012-02-28 4 S 0 11400 32.5635 D 107995 D Common Stock 2012-02-29 4 M 0 8600 19.43 A 116595 D Common Stock 2012-02-29 4 S 0 8600 32.6058 D 107995 D Common Stock 13515 I In 401(k) Employee Stock Option - Right to Buy 19.43 2012-02-28 4 M 0 11400 0 D 2005-12-28 2013-07-31 Common Stock 11400 78600 D Employee Stock Option - Right to Buy 19.43 2012-02-29 4 M 0 8600 0 D 2005-12-28 2013-07-31 Common Stock 8600 70000 D This transaction was executed in multiple trades at prices ranging from $32.55 to $32.65. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected. As of February 28, 2012, the reporting person had a balance of $440,441.92 in the Mattel Stock Fund of Mattel's 401(k) Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP. This transaction was executed in multiple trades at prices ranging from $32.55 to $32.63. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected. /s/ Andrew Paalborg, Attorney-in-Fact for Kevin M. Farr 2012-02-29