0001523711-12-000023.txt : 20120217
0001523711-12-000023.hdr.sgml : 20120217
20120217161821
ACCESSION NUMBER: 0001523711-12-000023
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120216
FILED AS OF DATE: 20120217
DATE AS OF CHANGE: 20120217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TOPHAM HERBERT SCOTT
CENTRAL INDEX KEY: 0001279654
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05647
FILM NUMBER: 12622886
MAIL ADDRESS:
STREET 1: 333 CONTINENTAL BLVD
STREET 2: MATTEL INC
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MATTEL INC /DE/
CENTRAL INDEX KEY: 0000063276
STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942]
IRS NUMBER: 951567322
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 333 CONTINENTAL BLVD
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
BUSINESS PHONE: 3102522000
4
1
edgar.xml
PRIMARY DOCUMENT
X0304
4
2012-02-16
0000063276
MATTEL INC /DE/
MAT
0001279654
TOPHAM HERBERT SCOTT
MATTEL, INC.
333 CONTINENTAL BOULEVARD
EL SEGUNDO
CA
90245
0
1
0
0
SVP and Corporate Controller
Common Stock
2012-02-16
4
M
0
20000
17.94
A
20000
D
Common Stock
2012-02-16
4
S
0
20000
32.5357
D
0
D
Common Stock
2012-02-16
4
M
0
17625
23.58
A
17625
D
Common Stock
2012-02-16
4
S
0
17625
32.5357
D
0
D
Common Stock
2012-02-16
4
M
0
39578
20.48
A
39578
D
Common Stock
2012-02-16
4
S
0
39578
32.5357
D
0
D
Common Stock
2012-02-16
4
M
0
24146
17.58
A
24146
D
Common Stock
2012-02-16
4
S
0
24146
32.5357
D
0
D
Common Stock
2012-02-16
4
M
0
9339
21.50
A
9339
D
Common Stock
2012-02-16
4
S
0
9339
32.5357
D
0
D
Common Stock
1079
I
In 401(k)
Employee Stock Option - Right to Buy
17.94
2012-02-16
4
M
0
20000
0
D
2009-08-01
2016-08-01
Common Stock
20000
0
D
Employee Stock Option - Right to Buy
23.58
2012-02-16
4
M
0
17625
0
D
2010-08-01
2017-08-01
Common Stock
17625
0
D
Employee Stock Option - Right to Buy
20.48
2012-02-16
4
M
0
39578
0
D
2011-08-01
2018-08-01
Common Stock
39578
0
D
Employee Stock Option - Right to Buy
17.58
2012-02-16
4
M
0
24146
0
D
2011-07-31
2019-07-31
Common Stock
24146
12439
D
Employee Stock Option - Right to Buy
21.50
2012-02-16
4
M
0
9339
0
D
2011-08-02
2020-08-02
Common Stock
9339
18963
D
This transaction was executed in multiple trades at prices ranging from $32.50 to $32.6025. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
As of February 16, 2012, the reporting person had a balance of $35,175.66 in the Mattel Stock Fund of Mattel's 401(k) Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.
/s/ Andrew Paalborg, Attorney-in-Fact for H. Scott Topham
2012-02-17