0001523711-12-000023.txt : 20120217 0001523711-12-000023.hdr.sgml : 20120217 20120217161821 ACCESSION NUMBER: 0001523711-12-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120216 FILED AS OF DATE: 20120217 DATE AS OF CHANGE: 20120217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TOPHAM HERBERT SCOTT CENTRAL INDEX KEY: 0001279654 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 12622886 MAIL ADDRESS: STREET 1: 333 CONTINENTAL BLVD STREET 2: MATTEL INC CITY: EL SEGUNDO STATE: CA ZIP: 90245 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2012-02-16 0000063276 MATTEL INC /DE/ MAT 0001279654 TOPHAM HERBERT SCOTT MATTEL, INC. 333 CONTINENTAL BOULEVARD EL SEGUNDO CA 90245 0 1 0 0 SVP and Corporate Controller Common Stock 2012-02-16 4 M 0 20000 17.94 A 20000 D Common Stock 2012-02-16 4 S 0 20000 32.5357 D 0 D Common Stock 2012-02-16 4 M 0 17625 23.58 A 17625 D Common Stock 2012-02-16 4 S 0 17625 32.5357 D 0 D Common Stock 2012-02-16 4 M 0 39578 20.48 A 39578 D Common Stock 2012-02-16 4 S 0 39578 32.5357 D 0 D Common Stock 2012-02-16 4 M 0 24146 17.58 A 24146 D Common Stock 2012-02-16 4 S 0 24146 32.5357 D 0 D Common Stock 2012-02-16 4 M 0 9339 21.50 A 9339 D Common Stock 2012-02-16 4 S 0 9339 32.5357 D 0 D Common Stock 1079 I In 401(k) Employee Stock Option - Right to Buy 17.94 2012-02-16 4 M 0 20000 0 D 2009-08-01 2016-08-01 Common Stock 20000 0 D Employee Stock Option - Right to Buy 23.58 2012-02-16 4 M 0 17625 0 D 2010-08-01 2017-08-01 Common Stock 17625 0 D Employee Stock Option - Right to Buy 20.48 2012-02-16 4 M 0 39578 0 D 2011-08-01 2018-08-01 Common Stock 39578 0 D Employee Stock Option - Right to Buy 17.58 2012-02-16 4 M 0 24146 0 D 2011-07-31 2019-07-31 Common Stock 24146 12439 D Employee Stock Option - Right to Buy 21.50 2012-02-16 4 M 0 9339 0 D 2011-08-02 2020-08-02 Common Stock 9339 18963 D This transaction was executed in multiple trades at prices ranging from $32.50 to $32.6025. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected. As of February 16, 2012, the reporting person had a balance of $35,175.66 in the Mattel Stock Fund of Mattel's 401(k) Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP. /s/ Andrew Paalborg, Attorney-in-Fact for H. Scott Topham 2012-02-17