0001523711-12-000013.txt : 20120206 0001523711-12-000013.hdr.sgml : 20120206 20120206201121 ACCESSION NUMBER: 0001523711-12-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120203 FILED AS OF DATE: 20120206 DATE AS OF CHANGE: 20120206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROTHERS ELLEN L CENTRAL INDEX KEY: 0001231087 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 12575076 MAIL ADDRESS: STREET 1: C/O MATTEL INC STREET 2: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2012-02-03 0000063276 MATTEL INC /DE/ MAT 0001231087 BROTHERS ELLEN L MATTEL, INC. 333 CONTINENTAL BLVD. EL SEGUNDO CA 90245 0 1 0 0 Executive Vice President Common Stock 2012-02-03 4 M 0 25000 19.43 A 58413 D Common Stock 2012-02-03 4 S 0 25000 31.5179 D 33413 D Common Stock 9367 I In 401(k) Employee Stock Option - Right to Buy 19.43 2012-02-03 4 M 0 25000 0 D 2005-12-28 2013-07-31 Common Stock 25000 50000 D This transaction was executed in multiple trades at prices ranging from $31.50 to $31.54. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected. As of February 3, 2012 the reporting person had a balance of $295,333.57 in the Mattel Stock Fund of Mattel's 401(k) Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP. /s/ Julie Kwok, Attorney-in-Fact for Ellen L. Brothers 2012-02-06