0001523711-12-000003.txt : 20120127 0001523711-12-000003.hdr.sgml : 20120127 20120127115609 ACCESSION NUMBER: 0001523711-12-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120125 FILED AS OF DATE: 20120127 DATE AS OF CHANGE: 20120127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROTHERS ELLEN L CENTRAL INDEX KEY: 0001231087 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 12550546 MAIL ADDRESS: STREET 1: C/O MATTEL INC STREET 2: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2012-01-25 0000063276 MATTEL INC /DE/ MAT 0001231087 BROTHERS ELLEN L MATTEL, INC. 333 CONTINENTAL BLVD. EL SEGUNDO CA 90245 0 1 0 0 Executive Vice President Common Stock 2012-01-25 4 M 0 16250 20.04 A 49663 D Common Stock 2012-01-25 4 S 0 16250 29.49 D 33413 D Common Stock 9378 I In 401(k) Employee Stock Option - Right to Buy 20.04 2012-01-25 4 M 0 16250 0 D 2005-05-22 2012-05-22 Common Stock 16250 16250 D The exercise occurred pursuant to a previously disclosed trading plan designed to comply with Rule 10b5-1. The sale occurred pursuant to a previously disclosed trading plan designed to comply with Rule 10b5-1. As of January 25, 2012 the reporting person had a balance of $276,930.50 in the Mattel Stock Fund of Mattel's 401(k) Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP. /s/ Andrew Paalborg, Attorney-in-Fact for Ellen L. Brothers 2012-01-26