0001454197-11-000062.txt : 20110526
0001454197-11-000062.hdr.sgml : 20110526
20110526163507
ACCESSION NUMBER: 0001454197-11-000062
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110525
FILED AS OF DATE: 20110526
DATE AS OF CHANGE: 20110526
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KAYE ALAN
CENTRAL INDEX KEY: 0001194271
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05647
FILM NUMBER: 11874498
MAIL ADDRESS:
STREET 1: MATTEL, INC., 333 CONTINENTAL BLVD
STREET 2: M1-1518
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MATTEL INC /DE/
CENTRAL INDEX KEY: 0000063276
STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942]
IRS NUMBER: 951567322
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 333 CONTINENTAL BLVD
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
BUSINESS PHONE: 3102522000
4
1
edgar.xml
PRIMARY DOCUMENT
X0303
4
2011-05-25
0000063276
MATTEL INC /DE/
MAT
0001194271
KAYE ALAN
MATTEL, INC.
333 CONTINENTAL BLVD.
EL SEGUNDO
CA
90245
0
1
0
0
EVP & Chief HR Officer
Common stock
2011-05-25
4
M
0
62657
20.04
A
62657
D
Common stock
2011-05-25
4
S
0
62657
26.431
D
0
D
Common stock
18800
I
In trust
Common stock
7402
I
In 401(k)
Employee Stock Option - Right to Buy
20.04
2011-05-25
4
M
0
62657
0
D
2005-05-22
2012-05-22
Common stock
62657
0
D
This transaction was executed in multiple trades at prices ranging from $26.35 to $26.52. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
The Kaye Living Trust, dated March 31, 1992
As of May 25, 2011, the reporting person had a balance of $195,110 in the Mattel Stock Fund of Mattel's 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.
/s/ Andrew Paalborg, Attorney-in-Fact for Alan Kaye
2011-05-26