0001454197-11-000054.txt : 20110516 0001454197-11-000054.hdr.sgml : 20110516 20110516172743 ACCESSION NUMBER: 0001454197-11-000054 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110512 FILED AS OF DATE: 20110516 DATE AS OF CHANGE: 20110516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SARGENT RONALD CENTRAL INDEX KEY: 0001180656 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 11848837 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-05-12 1 0000063276 MATTEL INC /DE/ MAT 0001180656 SARGENT RONALD MATTEL, INC. 333 CONTINENTAL BLVD. EL SEGUNDO CA 90245 1 0 0 0 Common stock 2011-05-12 4 M 0 1000 A 36676 D Common stock 2011-05-13 4 M 0 7087 A 43763 D Common stock 2011-05-13 4 M 0 4320 A 48083 D Restricted Stock Units 2011-05-12 4 M 0 1000 0 D Common stock 1000 0 D Restricted Stock Units 2011-05-13 4 M 0 7087 0 D Common stock 7087 0 D Restricted Stock Units 2011-05-13 4 M 0 4320 0 D Common stock 4320 0 D As reported on a Form 4 dated May 29, 2008 and filed on June 2, 2008, the reporting person received a grant of 2,000 Restricted Stock Units ("RSUs") on May 29, 2008. On May 12, 2011, 50% of these RSUs vested, resulting in the issuance of 1,000 shares of Mattel common stock. As reported on a Form 4 dated May 13, 2009 and filed on May 14, 2009, the reporting person received a grant of 7,087 RSUs on May 13, 2009. Under the terms of his RSU grant agreement, these RSUs settled on the earlier of the third anniversary of the grant date or upon his Retirement, death or Disability. Mr. Sargent ceased to be a Director of Mattel on May 13, 2011 when he was "Retirement" eligible (i.e., he was at least 55 years old with at least five years of service with Mattel). As reported on a Form 4 dated May 11, 2010 and filed on May 13, 2010, the reporting person received a grant of 4,320 RSUs on May 11, 2010. Under the terms of his RSU grant agreement, these RSUs settled on the earlier of the third anniversary of the grant date or upon his Retirement, death or Disability. Mr. Sargent ceased to be a Director of Mattel on May 13, 2011 when he was "Retirement" eligible (i.e., he was at least 55 years old with at least five years of service with Mattel). /s/ Julie Kwok, Attorney-in-Fact for Ronald L. Sargent 2011-05-16