0001454197-11-000054.txt : 20110516
0001454197-11-000054.hdr.sgml : 20110516
20110516172743
ACCESSION NUMBER: 0001454197-11-000054
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110512
FILED AS OF DATE: 20110516
DATE AS OF CHANGE: 20110516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SARGENT RONALD
CENTRAL INDEX KEY: 0001180656
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05647
FILM NUMBER: 11848837
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MATTEL INC /DE/
CENTRAL INDEX KEY: 0000063276
STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942]
IRS NUMBER: 951567322
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 333 CONTINENTAL BLVD
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
BUSINESS PHONE: 3102522000
4
1
edgar.xml
PRIMARY DOCUMENT
X0303
4
2011-05-12
1
0000063276
MATTEL INC /DE/
MAT
0001180656
SARGENT RONALD
MATTEL, INC.
333 CONTINENTAL BLVD.
EL SEGUNDO
CA
90245
1
0
0
0
Common stock
2011-05-12
4
M
0
1000
A
36676
D
Common stock
2011-05-13
4
M
0
7087
A
43763
D
Common stock
2011-05-13
4
M
0
4320
A
48083
D
Restricted Stock Units
2011-05-12
4
M
0
1000
0
D
Common stock
1000
0
D
Restricted Stock Units
2011-05-13
4
M
0
7087
0
D
Common stock
7087
0
D
Restricted Stock Units
2011-05-13
4
M
0
4320
0
D
Common stock
4320
0
D
As reported on a Form 4 dated May 29, 2008 and filed on June 2, 2008, the reporting person received a grant of 2,000 Restricted Stock Units ("RSUs") on May 29, 2008. On May 12, 2011, 50% of these RSUs vested, resulting in the issuance of 1,000 shares of Mattel common stock.
As reported on a Form 4 dated May 13, 2009 and filed on May 14, 2009, the reporting person received a grant of 7,087 RSUs on May 13, 2009. Under the terms of his RSU grant agreement, these RSUs settled on the earlier of the third anniversary of the grant date or upon his Retirement, death or Disability. Mr. Sargent ceased to be a Director of Mattel on May 13, 2011 when he was "Retirement" eligible (i.e., he was at least 55 years old with at least five years of service with Mattel).
As reported on a Form 4 dated May 11, 2010 and filed on May 13, 2010, the reporting person received a grant of 4,320 RSUs on May 11, 2010. Under the terms of his RSU grant agreement, these RSUs settled on the earlier of the third anniversary of the grant date or upon his Retirement, death or Disability. Mr. Sargent ceased to be a Director of Mattel on May 13, 2011 when he was "Retirement" eligible (i.e., he was at least 55 years old with at least five years of service with Mattel).
/s/ Julie Kwok, Attorney-in-Fact for Ronald L. Sargent
2011-05-16