-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DWQwE2KUoK9kN9KcPNe1HuevN9a2ClIooJBQrpnXx9xG/c1oMxKTYJP6Pdv6SDh4 Al4cZsH4WW7xKWpAe7XkCw== 0001454197-10-000012.txt : 20100513 0001454197-10-000012.hdr.sgml : 20100513 20100513144648 ACCESSION NUMBER: 0001454197-10-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20100511 FILED AS OF DATE: 20100513 DATE AS OF CHANGE: 20100513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NG DOMINIC CENTRAL INDEX KEY: 0001201236 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 10827953 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-05-11 0000063276 MATTEL INC /DE/ MAT 0001201236 NG DOMINIC MATTEL, INC. MAIL STOP M1-1516 333 CONTINENTAL BLVD. EL SEGUNDO, CA 90245 1 0 0 0 Common stock 2010-05-11 4 M 0 1000 A 7500 D Common stock 2010-05-11 4 M 0 1000 A 8500 D Restricted Stock Units 2010-05-11 4 M 0 1000 0 D Common stock 1000 0 D Restricted Stock Units 2010-05-11 4 M 0 1000 0 D Common stock 1000 1000 D Restricted Stock Units 2010-05-12 4 A 0 4320 0 A Common stock 4320 4320 D As reported on a Form 4 dated May 18, 2007 and filed on May 22, 2007, the reporting person received a grant of 2,000 Restricted Stock Units ("RSUs") on May 18, 2007. On May 11, 2010, 50% of these RSUs vested, resulting in the issuance of 1,000 shares of Mattel common stock. As reported on a Form 4 dated May 29, 2008 and filed on June 2, 2008, the reporting person received a grant of 2,000 RSUs on May 29, 2008. On May 11, 2010, 50% of these RSUs vested, resulting in the issuance of 1,000 shares of Mattel common stock. The RSUs were granted on May 12, 2010, pursuant to the Mattel, Inc. 2010 Equity and Long-Term Compensation Plan. Each RSU represents a contingent right to receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share on the settlement date). The RSUs are accompanied by divident equivalent rights. The RSUs will vest in four equal installments, as follows: (i) 25% on August 12, 2010, (ii) 25% on November 12, 2010, (iii) 25% on February 12, 2011 and (iv) 25% on the earlier of May 12, 2011 or the day before the first annual meeting of Mattel's stockholders that occurs after the grant date. Vested RSUs generally will be settled on the third anniversary of the grant date. On the settlement date, for each vested RSU, the reporting person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date). Exhibit List Exhibit 24 - Power of Attorney /s/ Andrew Paalborg, Attorney-in-Fact for Dominic Ng 2010-05-12 EX-24 2 attach_1.htm
                            Exhibit 24

     POWER OF ATTORNEY



        Know all by these presents, that the undersigned hereby constitutes and

appoints each of Robert Normile, Andrew Paalborg, Julie Kwok, Ifigenia

Protopappas and Tiffani Zack Magri, signing singly, the undersigned's true and

lawful attorney-in-fact to:



            1)    prepare, execute in the undersigned's name and on the

                  undersigned's behalf, and submit to the U.S. Securities and

                  Exchange Commission (the "SEC") a Form ID, including

                  amendments thereto, and any other documents necessary or

                  appropriate to obtain codes and passwords enabling the

                  undersigned to make electronic filings with the SEC of reports

                  required by Section 16(a) of the Securities Exchange Act of

                  1934 or any rule or regulation of the SEC;



            2)    execute for and on behalf of the undersigned, in the

                  undersigned's capacity as an officer and/or director of

                  Mattel, Inc. (the "Company"), Forms 3, 4, and 5 in accordance

                  with Section 16(a) of the Securities Exchange Act of 1934 and

                  the rules thereunder;



            3)    do and perform any and all acts for and on behalf of the

                  undersigned which may be necessary or desirable to complete

                  and execute any such Form 3, 4, or 5, complete and execute any

                  amendment or amendments thereto, and timely file such form

                  with the SEC and any stock exchange or similar authority; and



            4)    take any other action of any type whatsoever in connection

                  with the foregoing which, in the opinion of such

                  attorney-in-fact, may be of benefit to, in the best interest

                  of, or legally required by, the undersigned, it being

                  understood that the documents executed by such

                  attorney-in-fact on behalf of the undersigned pursuant to this

                  Power of Attorney shall be in such form and shall contain such

                  terms and conditions as such attorney-in-fact may approve in

                  such attorney-in-fact's discretion.



        The undersigned hereby grants to each such attorney-in-fact full power

and authority to do and perform any and every act and thing whatsoever

requisite, necessary, or proper to be done in the exercise of any of the rights

and powers herein granted, as fully to all intents and purposes as the

undersigned might or could do if personally present, with full power of

substitution or revocation, hereby ratifying and confirming all that such

attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall

lawfully do or cause to be done by virtue of this power of attorney and the

rights and powers herein granted. The undersigned acknowledges that the

foregoing attorneys-in-fact, in serving in such capacity at the request of the

undersigned, are not assuming, nor is the Company assuming, any of the

undersigned's responsibilities to comply with Section 16 of the Securities

Exchange Act of 1934.



        This Power of Attorney shall remain in full force and effect until the

undersigned is no longer required to file Forms 3, 4 and 5 with respect to the

undersigned's holdings of and transactions in securities issued by the Company,

unless earlier revoked by the undersigned in a signed writing delivered to the

foregoing attorneys-in-fact.



        IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to

be executed as of this 10th day of November 2009.



                                        /s/ Dominic Ng

                                        ----------------------------------------

                                             Signature



                                            Dominic Ng

                                        ----------------------------------------

                                             Print Name
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