-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lv6sEqOmogyohkc8INcVk6fi7kRUgPnkwoWdPY1VEotUyNjsQr1E5vh3bA6atThe ga7C4oqcoR/MNDLcMR2w5Q== 0001454197-09-000028.txt : 20090918 0001454197-09-000028.hdr.sgml : 20090918 20090918144153 ACCESSION NUMBER: 0001454197-09-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090917 FILED AS OF DATE: 20090918 DATE AS OF CHANGE: 20090918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STOCKTON BRYAN CENTRAL INDEX KEY: 0001194281 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 091076597 MAIL ADDRESS: STREET 1: MATTEL, INC., 333 CONTINENTAL BLVD STREET 2: M1-1518 CITY: EL SEGUNDO STATE: CA ZIP: 90245 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-09-17 0000063276 MATTEL INC /DE/ MAT 0001194281 STOCKTON BRYAN MATTEL, INC. 333 CONTINENTAL BLVD. EL SEGUNDO, CA 90245 0 1 0 0 President International Common stock 2009-09-17 4 M 0 40000 15.50 A 55533 D Common stock 2009-09-17 4 S 0 40000 19.0567 D 15533 D Common stock 6116 I In 401(k) Common stock 3212 I In trust Employee Stock Option - Right to Buy 15.50 2009-09-17 4 M 0 40000 0 D 2002-03-15 2010-11-07 Common stock 40000 85000 D The exercise occurred pursuant to a previously disclosed trading plan designed to comply with Rule 10b5-1. The sale occurred pursuant to a previously disclosed trading plan designed to comply with Rule 10b5-1. This transaction was executed in multiple trades at prices ranging from $19.00 to $19.15. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. As of September 17, 2009, the reporting person had a balance of $116,872 in the Mattel Stock Fund of Mattel's 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP. Mr. Stockton as trustee of the Bryan G. Stockton Living Trust. /s/ Julie Kwok, Attorney-in-Fact for Bryan G. Stockton 2009-09-18 -----END PRIVACY-ENHANCED MESSAGE-----