-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JpOCbkSvpMUTDlr5MVXQycrolPs8fcy8j81m1qOAE1Sby6a5/+qPOOlKwgFMe86s KH+aRDxmCQMPR/eF8faa8A== 0001454197-09-000027.txt : 20090918 0001454197-09-000027.hdr.sgml : 20090918 20090918144002 ACCESSION NUMBER: 0001454197-09-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090917 FILED AS OF DATE: 20090918 DATE AS OF CHANGE: 20090918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARR KEVIN M CENTRAL INDEX KEY: 0001194262 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 091076590 MAIL ADDRESS: STREET 1: MATTEL, INC., 333 CONTINENTAL BLVD STREET 2: M1-1518 CITY: EL SEGUNDO STATE: CA ZIP: 90245 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-09-17 0000063276 MATTEL INC /DE/ MAT 0001194262 FARR KEVIN M MATTEL, INC. 333 CONTINENTAL BLVD. EL SEGUNDO, CA 90245 0 1 0 0 Chief Financial Officer Common stock 2009-09-17 4 M 0 25000 11.875 A 53221 D Common stock 2009-09-17 4 S 0 25000 19.0687 D 28221 D Common stock 12221 I In 401(k) Employee Stock Option - Right to Buy 11.875 2009-09-17 4 M 0 25000 0 D 2002-03-15 2010-03-30 Common stock 25000 62500 D The exercise occurred pursuant to a previously disclosed trading plan designed to comply with Rule 10b5-1. The sale occurred pursuant to a previously disclosed trading plan designed to comply with Rule 10b5-1. This transaction was executed in multiple trades at prices ranging from $19.05 to $19.093. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. As of September 17, 2009, the reporting person had a balance of $233,539 in the Mattel Stock Fund of Mattel's 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP. /s/ Julie Kwok, Attorney-in-Fact for Kevin M. Farr 2009-09-18 -----END PRIVACY-ENHANCED MESSAGE-----