-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UPrpihFOxA6KzTdCv/MrmuzJOgJuWs2wXdDFmDrdV82GvRw4fIUO4ounVgOqUC8V bB3uIxdIfUjhP/MLzj+LsQ== 0001251387-09-000030.txt : 20090514 0001251387-09-000030.hdr.sgml : 20090514 20090514114736 ACCESSION NUMBER: 0001251387-09-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090513 FILED AS OF DATE: 20090514 DATE AS OF CHANGE: 20090514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FERGUSSON FRANCES D CENTRAL INDEX KEY: 0001249038 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 09825102 MAIL ADDRESS: STREET 1: VASSAR COLLEGE STREET 2: BOX 43 CITY: POUGHKEEPSIE STATE: NY ZIP: 12604-0043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-05-13 0000063276 MATTEL INC /DE/ MAT 0001249038 FERGUSSON FRANCES D MATTEL, INC. - MAIL STOP M1-1516 333 CONTINENTAL BLVD. EL SEGUNDO, CA 90245 1 0 0 0 Restricted Stock Units 2009-05-13 4 A 0 7087 0 A Common stock 7087 7087 D The Restricted Stock Units ("RSUs") were granted on May 13, 2009, pursuant to the Mattel, Inc. 2005 Equity Compensation Plan. Each RSU represents a contingent right to receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share on the settlement date). The RSUs are accompanied by dividend equivalent rights. The RSUs will vest in four equal installments, as follows: (i) 25% on August 13, 2009, (ii) 25% on November 13, 2009, (iii) 25% on February 13, 2010 and (iv) 25% on the earlier of May 13, 2010 or the day before the first annual meeting of Mattel's stockholders that occurs after the grant date. Vested RSUs generally will be settled on the third anniversary of the grant date. On the settlement date, for each vested RSU, the reporting person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date). /s/ Frances D. Fergusson 2009-05-13 -----END PRIVACY-ENHANCED MESSAGE-----