-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NUBFmSvsuQA/apcTStkQOU19jbTay8AuOYzF1uX+4G4UO7G7kjPAqOcZMWUdqPen 4R/e2YAaL+XuZMY8ZAaesA== 0001251387-07-000074.txt : 20070914 0001251387-07-000074.hdr.sgml : 20070914 20070914132725 ACCESSION NUMBER: 0001251387-07-000074 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070907 FILED AS OF DATE: 20070914 DATE AS OF CHANGE: 20070914 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Massingberd Geoff CENTRAL INDEX KEY: 0001412127 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 071117222 BUSINESS ADDRESS: BUSINESS PHONE: (310) 252-4859 MAIL ADDRESS: STREET 1: 333 CONTINENTAL BLVD. STREET 2: M1-1516 CITY: EL SEGUNDO STATE: CA ZIP: 90245 3 1 edgar.xml PRIMARY DOCUMENT X0202 3 2007-09-07 0 0000063276 MATTEL INC /DE/ MAT 0001412127 Massingberd Geoff MATTEL CANADA 6155 FREEMONT BOULEVARD MISSISSAUGA A6 L5R 3W2 ONTARIO, CANADA 0 1 0 0 SVP, Corporate Responsibility Employee stock option (right to buy) Granted on 2/5/1998 42.00 2002-02-06 2008-02-05 Common stock 10000 D Employee stock option (right to buy) Granted on 1/14/1999 22.50 2003-01-15 2009-01-14 Common stock 20000 D Employee stock option (right to buy) Granted on 05/22/2002 20.04 2005-05-22 2012-05-22 Common stock 30000 D Employee stock option (right to buy) Granted on 07/31/2003 19.43 2005-12-28 2013-07-31 Common stock 32000 D Employee stock option (right to buy) Granted on 04/30/2004 16.96 2005-12-28 2014-04-30 Common stock 34000 D Employee stock option (right to buy) Granted on 05/19/2005 18.81 2005-12-28 2015-05-19 Common stock 15000 D Employee stock option (right to buy) Granted on 08/01/2005 18.71 2005-12-28 2015-08-01 Common stock 34000 D Employee stock option (right to buy) Granted on 08/01/2006 17.94 2016-08-01 Common stock 17000 D Restricted Stock Units Granted on 8/1/2006 Common stock 6000 D Employee stock option (right to buy) Granted on 08/01/2007 23.58 2017-08-01 Common stock 13875 D Restricted Stock Units Granted on 8/1/2007 Common stock 6500 D The option became exercisable as to 33% of the shares on 8/1/2007, will become exercisable as to an additional 33% of the shares on 8/1/2008 and will become fully exercisable on 8/1/2009. The Restricted Stock Units (the "RSUs" or the "Units") will vest as to 50% of the Units on 8/1/2008 and as to the remaining 50% of the Units on 8/1/2009. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share on the date of vesting), subject to tax withholding. Each Unit represents a contingent right to receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share). The RSUs are accompanied by dividend equivalent rights. The option will become exercisable as to 33% of the shares on 8/1/2008 and as to an additional 33% of the shares on 8/1/2009, and the option will become fully exercisable on 8/1/2010. The RSUs will vest as to 50% of the Units on 8/1/2009 and as to the remaining 50% of the Units on 8/1/2010. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share on the date of vesting), subject to tax withholding. /s/ Geoff Massingberd 2007-09-14 -----END PRIVACY-ENHANCED MESSAGE-----