-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TtBTloQGpTZbVKmDlJrR0S+a0oEN6Y/eoXoB1Pl4EXQqDhDwRZdSe47Z8IuK+BfF 85Tt0VDxvl2OBb5EqBd4tw== 0001251387-07-000068.txt : 20070803 0001251387-07-000068.hdr.sgml : 20070803 20070803153500 ACCESSION NUMBER: 0001251387-07-000068 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070801 FILED AS OF DATE: 20070803 DATE AS OF CHANGE: 20070803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TOPHAM HERBERT SCOTT CENTRAL INDEX KEY: 0001279654 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 071023989 MAIL ADDRESS: STREET 1: 333 CONTINENTAL BLVD STREET 2: MATTEL INC CITY: EL SEGUNDO STATE: CA ZIP: 90245 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-08-01 0000063276 MATTEL INC /DE/ MAT 0001279654 TOPHAM HERBERT SCOTT MATTEL, INC. 333 CONTINENTAL BLVD. EL SEGUNDO CA 90245 0 1 0 0 SVP and Corp. Controller Stock option - right to buy 23.58 2007-08-01 4 A 0 17625 0 A 2017-08-01 Common stock 17625 17625 D Restricted Stock Units 2007-08-01 4 A 0 8000 0 A Common stock 8000 8000 D The option was granted pursuant to the Mattel, Inc. 2005 Equity Compensation Plan (the "2005 Plan"). The option vests and becomes exercisable with regard to (a) 33% of the shares on the first anniversary of the date of grant, (b) an additional 33% of the shares on the second anniversary of the date of grant, and (c) the remaining 34% of the shares on the third anniversary of the date of grant. The Restricted Stock Units (the "RSUs" or the "Units") were granted pursuant to the 2005 Plan. Each Unit represents a contingent right to receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share). The RSUs are accompanied by dividend equivalent rights. The RSUs vest as to 50% of the Units on the second anniverary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. /s/ H. Scott Topham 2007-08-01 -----END PRIVACY-ENHANCED MESSAGE-----