-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QaJymsivy/rIvVrKERt21keXesdcI1NfqN6RpdO2heDOQ9Zlv+4wz5yVgqNVgM3m SX1dVg7ibtWoZoG2lSZpeg== 0001251387-07-000049.txt : 20070522 0001251387-07-000049.hdr.sgml : 20070522 20070522165406 ACCESSION NUMBER: 0001251387-07-000049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070518 FILED AS OF DATE: 20070522 DATE AS OF CHANGE: 20070522 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHITE KATHY BRITTAIN CENTRAL INDEX KEY: 0001144286 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 07871646 BUSINESS ADDRESS: BUSINESS PHONE: 678-867-8016 MAIL ADDRESS: STREET 1: HORIZON INSTITUTE OF TECHNOLOGY STREET 2: 4110 LINDBERG CITY: JONESBORO STATE: AR ZIP: 72401 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-05-18 0000063276 MATTEL INC /DE/ MAT 0001144286 WHITE KATHY BRITTAIN MATTEL, INC. - MAIL STOP M1-1516 333 CONTINENTAL BLVD. EL SEGUNDO, CA 90245 1 0 0 0 Common stock 2007-05-19 4 M 0 1059 A 2059 D Stock Option - right to buy 28.83 2007-05-18 4 A 0 4500 0 A 2007-05-18 Common stock 4500 4500 D Restricted Stock Units 2007-05-18 4 A 0 2000 0 A Common stock 2000 2000 D Restricted Stock Units 2007-05-19 4 M 0 1059 0 D Common stock 1059 1059 D As reported on a Form 4 dated and filed May 19, 2005, Ms. White received a grant of 2,000 Restricted Stock Units ("RSUs" or "Units") with dividend equivalent rights on May 19, 2005. On May 19, 2007, 50% of these RSUs vested, along with 50% of the additional 118 Units that she had received pursuant to dividend equivalent rights, resulting in the issuance of 1,059 shares of Mattel common stock. The option was granted on May 18, 2007, pursuant to the Mattel, Inc. 2005 Equity Compensation Plan (the "2005 Plan"). The option vests and becomes exercisable as to (a) 33% of the shares on the earlier of (i) the day before the first annual meeting of Mattel's stockholders ("Annual Meeting") that occurs after the grant date or (ii) the first anniversary of the grant date; (b) an additional 33% of the shares on the earlier of (i) the day before the second Annual Meeting that occurs after the grant date or (ii) the second anniversary of the grant date; and (c) the remaining 34% of the shares on the earlier of (i) the day before the third Annual Meeting that occurs after the grant date or (ii) the third anniversary of the grant date. The RSUs were granted on May 18, 2007, pursuant to the 2005 Plan. Each Unit represents a contingent right to receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share). The RSUs are accompanied by dividend equivalent rights. The RSUs vest as to (a) 50% of the Units on the earlier of (i) the day before the second Annual Meeting that occurs after the grant date or (ii) the second anniverary of the grant date; and (b) the remaining 50% of the Units on the earlier of (i) the day before the third Annnual Meeting that occurs after the grant date or (ii) the third anniversary of the grant date. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting). /s/ Kathy Brittain White 2007-05-19 -----END PRIVACY-ENHANCED MESSAGE-----