-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OB6K33bOGjgbXbcQ9BFFugeioJPiygJx+pGrtg+j5bE9Jd22Qvyk+jJ0CWEShXHK tllAumXzJlUwl9Y/at0Gig== 0001251387-07-000045.txt : 20070522 0001251387-07-000045.hdr.sgml : 20070522 20070522164355 ACCESSION NUMBER: 0001251387-07-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070518 FILED AS OF DATE: 20070522 DATE AS OF CHANGE: 20070522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCARBOROUGH DEAN A CENTRAL INDEX KEY: 0001197584 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 07871565 MAIL ADDRESS: STREET 1: 150 N. ORANGE GROVE BLVD CITY: PASADENA STATE: CA ZIP: 91103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-05-18 0000063276 MATTEL INC /DE/ MAT 0001197584 SCARBOROUGH DEAN A MATTEL, INC. - MAIL STOP M1-1516 333 CONTINENTAL BLVD. EL SEGUNDO CA 90245 1 0 0 0 Stock option - right to buy 28.83 2007-05-18 4 A 0 7500 0 A 2007-05-18 2017-05-18 Common stock 7500 7500 D Restricted Stock Units 2007-05-18 4 A 0 2500 0 A Common stock 2500 2500 D Phantom stock units 2007-05-18 4 A 0 2255 28.83 A Common stock 2255 2255 D The option was granted pursuant to the Mattel, Inc. 2005 Equity Compensation Plan (the "2005 Plan"). The option is immediately vested in full. The Restricted Stock Units (the "RSUs" or the "Units") were granted on May 18, 2007 pursuant to the 2005 Plan. Each Unit represents a contingent right to receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share). The RSUs are accompanied by dividend equivalent rights. The RSUs vest on the earlier of (a) the day before the third annual meeting of Mattel's stockholders that occurs after the grant date or (b) the third anniversary of the grant date. On the vesting date, the reporting person will receive one share of Common Stock for each Unit (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting). Distributions from Mr. Scarborough's phantom stock account will be in the form of shares of Mattel common stock equal in value to the value of the phantom stock account. The phantom stock units will be settled in Mattel common stock after Mr. Scarborough ceases to be a member of the Board of Directors of Mattel. /s/ Dean A. Scarborough 2007-05-18 -----END PRIVACY-ENHANCED MESSAGE-----