-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IYrex7rVQ1WsWjZqIH2Ln+IAgfBUEMT8R/NGNAAFmAsGm7Oyx17R6OOv/4cxQ1PQ yBKARIkQ+mkX34iJ+BdgPQ== 0001251387-07-000017.txt : 20070220 0001251387-07-000017.hdr.sgml : 20070219 20070220151002 ACCESSION NUMBER: 0001251387-07-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070215 FILED AS OF DATE: 20070220 DATE AS OF CHANGE: 20070220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAYE ALAN CENTRAL INDEX KEY: 0001194271 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 07635279 MAIL ADDRESS: STREET 1: MATTEL, INC., 333 CONTINENTAL BLVD STREET 2: M1-1518 CITY: EL SEGUNDO STATE: CA ZIP: 90245 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-02-15 0000063276 MATTEL INC /DE/ MAT 0001194271 KAYE ALAN MATTEL, INC. 333 CONTINENTAL BLVD. EL SEGUNDO, CA 90245 0 1 0 0 Sr. VP - Human Resources Common stock 2007-02-15 4 M 0 25000 11.875 A 25000 D Common stock 2007-02-15 4 S 0 25000 26.5623 D 0 D Common stock 2476 I 401(k) Employee Stock Option - right to buy 11.875 2007-02-15 4 M 0 25000 0 D 2003-03-30 2010-03-30 Common stock 25000 100000 D As of February 15, 2007, Mr. Kaye had a balance of $68,286 in the Mattel Stock Fund of Mattel's 401(k) plan, the Personal Investment Plan ("PIP"). The assets in the Mattel Stock Fund include cash amounts as well as shares of Mattel common stock. The number of shares has been calculated by the plan administrator for the PIP. /s/ Alan Kaye 2007-02-15 -----END PRIVACY-ENHANCED MESSAGE-----