0001127602-22-020445.txt : 20220803 0001127602-22-020445.hdr.sgml : 20220803 20220803214547 ACCESSION NUMBER: 0001127602-22-020445 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220801 FILED AS OF DATE: 20220803 DATE AS OF CHANGE: 20220803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Isaias Zanatta Roberto Jacobo CENTRAL INDEX KEY: 0001767603 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05647 FILM NUMBER: 221134354 MAIL ADDRESS: STREET 1: 333 CONTINENTAL BOULEVARD STREET 2: TWR 15-1 CITY: EL SEGUNDO STATE: CA ZIP: 90245 FORMER NAME: FORMER CONFORMED NAME: Isaias Roberto J DATE OF NAME CHANGE: 20190211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTEL INC /DE/ CENTRAL INDEX KEY: 0000063276 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 951567322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CONTINENTAL BLVD CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3102522000 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-08-01 0000063276 MATTEL INC /DE/ MAT 0001767603 Isaias Zanatta Roberto Jacobo 333 CONTINENTAL BOULEVARD EL SEGUNDO CA 90245 1 EVP & Chief Supply Chain Offr Common Stock 2022-08-01 4 M 0 9852 A 76270 D Common Stock 2022-08-01 4 F 0 4885 23.16 D 71385 D Common Stock 2022-08-02 4 M 0 5930 A 77315 D Common Stock 2022-08-02 4 F 0 2941 23.13 D 74374 D Restricted Stock Units - Granted 08/01/2019 2022-08-01 4 M 0 9852 0 D Common Stock 9852 0 D Restricted Stock Units 2022-08-02 4 M 0 5930 0 D Common Stock 5930 12041 D As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 28,974 RSUs on August 1, 2019. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2022, the final 34% of these RSUs vested, resulting in the issuance of 9,852 shares of Mattel, Inc. Common Stock. Pursuant to the terms of the August 1, 2019 RSU grant, 4,885 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 17,971 RSUs on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2022, the first 33% of these RSUs vested, resulting in the issuance of 5,930 shares of Mattel, Inc. Common Stock. Pursuant to the terms of the August 2, 2022 RSU grant, 2,941 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. /s/ Tiffani Magri, Attorney-in-Fact for Roberto Jacobo Isaias Zanatta 2022-08-03