8-K 1 d8k.txt FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report: April 5, 2002 MATTEL, INC. ------------ (Exact name of registrant as specified in its charter) Delaware 001-05647 95-1567322 -------------------------------------------------------------------------------- (State or other jurisdiction (Commission (I.R.S. Employer of corporation) File No.) Identification No.) 333 Continental Boulevard, El Segundo, California 90245-5012 -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (310) 252-2000 ----------------------------- N/A -------------------------------------------------------------------------------- (Former name or former address, if changed since last report) Item 5. Other Events ------- ------------ Mattel, Inc. hereby incorporates by references herein Exhibits 99.3 and 99.4 reflecting its quarterly and annual financial history, reported in conformity with Generally Accepted Accounting Principles (GAAP), restated to reflect reclassifications for the impact of Emerging Issues Task Force (EITF) Issue No. 01-09. Mattel, Inc. also hereby incorporates by reference Exhibits 99.0, 99.1 and 99.2 reflecting pro forma quarterly and annual financial history restated to reflect reclassifications for the impact of EITF Issue No. 01-09 and pro forma adjustments to remove goodwill amortization and its tax effect. The pro forma statements were prepared to facilitate period to period comparisons of financial results. Item 7. Financial Statements and Exhibits ------- --------------------------------- (a) Financial statements of businesses acquired: None (b) Pro forma financial information: None (c) Exhibits: 99.0 Mattel, Inc. Pro Forma Quarterly Financial History 99.1 Mattel, Inc. Pro Forma Annual Financial History 99.2 Mattel, Inc. 1997-2001 Pro Forma Reconciliations of Consolidated Statements of Operations 99.3 Mattel, Inc. Restated Quarterly Financial Information 99.4 Mattel, Inc. Restated Five-Year Financial Summary SIGNATURE --------- Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. MATTEL, INC. Registrant By: /s/ CHRISTOPHER O'BRIEN ------------------------------------ Christopher O'Brien Vice President, Assistant General Counsel and Assistant Secretary Date: April 5, 2002 ----------------------