0000950123-11-080119.txt : 20110825 0000950123-11-080119.hdr.sgml : 20110825 20110825155517 ACCESSION NUMBER: 0000950123-11-080119 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110825 DATE AS OF CHANGE: 20110825 EFFECTIVENESS DATE: 20110825 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MFS SERIES TRUST XVI CENTRAL INDEX KEY: 0000063067 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-02032 FILM NUMBER: 111056665 BUSINESS ADDRESS: STREET 1: 500 BOYLSTON ST STREET 2: 15TH FL CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 18006372929 MAIL ADDRESS: STREET 1: 500 BOYLSTON ST STREET 2: 15TH FL CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: MFS GROWTH OPPORTUNITIES FUND DATE OF NAME CHANGE: 19940304 FORMER COMPANY: FORMER CONFORMED NAME: MFS CAPITAL DEVELOPMENT FUND DATE OF NAME CHANGE: 19930408 FORMER COMPANY: FORMER CONFORMED NAME: MASSACHUSETT MFS CAPITAL DEVELOPMENT FUND DATE OF NAME CHANGE: 19921015 0000063067 S000031673 MFS Global Multi-Asset Fund C000098552 A GLMAX C000098553 B GLMBX C000098554 C GLMCX C000098555 I GLMIX C000098556 R1 GLMRX C000098557 R2 GLMSX C000098558 R3 GLMTX C000098559 R4 GLMUX N-PX 1 b87689a1nvpx.txt MFS SERIES TRUST XVI ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-2032 -------------------------------------------------------------------------------- MFS SERIES TRUST XVI* -------------------------------------------------------------------------------- (Exact name of registrant as specified in charter) 500 Boylston Street, Boston, Massachusetts 02116 -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip code) Susan S. Newton Massachusetts Financial Services Company 500 Boylston Street Boston, Massachusetts 02116 -------------------------------------------------------------------------------- (Name and address of agents for service) Registrant's telephone number, including area code: (617) 954-5000 -------------------------------------------------------------------------------- Date of fiscal year end: June 30 -------------------------------------------------------------------------------- Date of reporting period: July 1, 2010 - June 30, 2011** -------------------------------------------------------------------------------- *Prior to 12/29/2010, the Registrant was known as MFS Growth Opportunities Fund. **The MFS Global Multi-Asset Fund, a new series of the Registrant, commenced investment operations on 03/30/2011. The reporting period is 03/30/2011 - 06/30/2011. ITEM 1. PROXY VOTING RECORD. ================================================================================ ******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-02032 Reporting Period: 07/01/2010 - 06/30/2011 MFS Series Trust XVI ========================= MFS GLOBAL MULTI-ASSET FUND ========================== ABERCROMBIE & FITCH CO. Ticker: ANF Security ID: 002896207 Meeting Date: JUN 16, 2011 Meeting Type: Annual Record Date: APR 27, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Lauren J. Brisky For For Management 2 Elect Director Archie M. Griffin For For Management 3 Elect Director Elizabeth M. Lee For For Management 4 Elect Director Michael E. Greenlees For Against Management 5 Elect Director Kevin S. Huvane For Against Management 6 Advisory Vote on Say on Pay Frequency One Year One Year Management 7 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 8 Declassify the Board of Directors For For Management 9 Ratify Auditors For For Management 10 Amend Omnibus Stock Plan For For Management 11 Amend Omnibus Stock Plan For For Management 12 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- ACER INC. Ticker: 2353 Security ID: Y0003F171 Meeting Date: JUN 15, 2011 Meeting Type: Annual Record Date: APR 15, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect J.T. Wang with ID Number For For Management N100617472 as Director 1.2 Elect Stan Shih with ID Number For For Management N100407449 as Director 1.3 Elect Hsin-I Lin with ID Number For For Management D100805018 as Director 1.4 Elect a Representative from Hung Rouan For For Management Investment Corporate with ID Number 12505363 as Director 1.5 Elect Philip Peng with ID Number For For Management J100569889 as Director 1.6 Elect F.C. Tseng with ID Number For For Management S100189600 as Independent Director 1.7 Elect Sir Julian Michael Horn-Smith For For Management with ID Number 093240515 as Independent Director 1.8 Elect Carolyn Yeh with ID Number For For Management A202395907 as Supervisor 1.9 Elect George Huang with ID Number For For Management A101313365 as Supervisor 2 Approve 2010 Business Operations Report For For Management and Financial Statements 3 Approve 2010 Allocation of Income and For For Management Dividends 4 Approve Release of Restrictions of For For Management Competitive Activities of Newly Elected Directors and Their Representatives -------------------------------------------------------------------------------- AFFILIATED MANAGERS GROUP, INC. Ticker: AMG Security ID: 008252108 Meeting Date: MAY 31, 2011 Meeting Type: Annual Record Date: APR 12, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Samuel T. Byrne For For Management 1.2 Elect Director Dwight D. Churchill For For Management 1.3 Elect Director Sean M. Healey For For Management 1.4 Elect Director Harold J. Meyerman For For Management 1.5 Elect Director William J. Nutt For For Management 1.6 Elect Director Rita M. Rodriguez For For Management 1.7 Elect Director Patrick T. Ryan For For Management 1.8 Elect Director Jide J. Zeitlin For For Management 2 Approve Stock Option Plan For For Management 3 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Ratify Auditors For For Management -------------------------------------------------------------------------------- AMEC PLC Ticker: AMEC Security ID: G02604117 Meeting Date: MAY 05, 2011 Meeting Type: Annual Record Date: MAY 03, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Approve Remuneration Policy For For Management 5 Elect Neil Carson as Director For For Management 6 Elect Colin Day as Director For For Management 7 Re-elect Samir Brikho as Director For For Management 8 Re-elect Tim Faithfull as Director For For Management 9 Re-elect Ian McHoul as Director For For Management 10 Re-elect Neil Bruce as Director For For Management 11 Re-elect Simon Thompson as Director For For Management 12 Reappoint Ernst & Young LLP as Auditors For For Management 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Amend Performance Share Plan 2002 For For Management 15 Authorise Issue of Equity with For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Market Purchase For For Management 18 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- ANHUI CONCH CEMENT COMPANY LTD Ticker: 600585 Security ID: Y01373102 Meeting Date: MAY 31, 2011 Meeting Type: Annual Record Date: APR 29, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Elect Zhang Mingjing as Executive For For Management Director 5 Reappoint KPMG Huazhen Certified Public For For Management Accountants and KPMG Certified Public Accountants as the PRC Auditors and International Auditors, Respectively, and Authorize the Board to Fix Their Remuneration 6 Approve Profit Distribution Proposal For For Management for the Year 2010 7 Approve Extension of Validity Period of For For Management Corporate Bonds 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- AUTODESK, INC. Ticker: ADSK Security ID: 052769106 Meeting Date: JUN 16, 2011 Meeting Type: Annual Record Date: APR 19, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Carl Bass For For Management 2 Elect Director Crawford W. Beveridge For For Management 3 Elect Director J. Hallam Dawson For For Management 4 Elect Director Per-Kristian Halvorsen For For Management 5 Elect Director Sean M. Maloney For For Management 6 Elect Director Mary T. McDowell For For Management 7 Elect Director Lorrie M. Norrington For For Management 8 Elect Director Charles J. Robel For For Management 9 Elect Director Steven M. West For For Management 10 Ratify Auditors For For Management 11 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 12 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- BANCO SANTANDER BRASIL SA Ticker: SANB4 Security ID: P1505Z160 Meeting Date: APR 26, 2011 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2010 2 Approve Allocation of Income and For For Management Dividends 3 Elect Directors For For Management 4 Approve Remuneration of Executive For Against Management Officers, Non-Executive Directors, and Audit Committee Members -------------------------------------------------------------------------------- BANCO SANTANDER BRASIL SA Ticker: SANB4 Security ID: P1505Z160 Meeting Date: APR 26, 2011 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Alter Dividend Payment Date For For Management -------------------------------------------------------------------------------- BANKERS PETROLEUM LTD. Ticker: BNK Security ID: 066286303 Meeting Date: MAY 24, 2011 Meeting Type: Annual Record Date: APR 21, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Eight For For Management 2.1 Elect Director Abdel F. (Abby) Badwi For For Management 2.2 Elect Director Eric Brown For For Management 2.3 Elect Director General Wesley Clark For For Management 2.4 Elect Director Robert Cross For For Management 2.5 Elect Director Jonathan Harris For For Management 2.6 Elect Director Phillip Knoll For For Management 2.7 Elect Director Ian B. McMurtrie For For Management 2.8 Elect Director John B. Zaozirny For For Management 3 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Re-approve Stock Option Plan For For Management -------------------------------------------------------------------------------- BG GROUP PLC Ticker: BG. Security ID: G1245Z108 Meeting Date: MAY 12, 2011 Meeting Type: Annual Record Date: MAY 10, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Fabio Barbosa as Director For For Management 5 Elect Caio Koch-Weser as Director For For Management 6 Elect Patrick Thomas as Director For For Management 7 Re-elect Peter Backhouse as Director For For Management 8 Re-elect Frank Chapman as Director For For Management 9 Re-elect Baroness Hogg as Director For For Management 10 Re-elect Dr John Hood as Director For For Management 11 Re-elect Martin Houston as Director For For Management 12 Re-elect Sir David Manning as Director For For Management 13 Re-elect Mark Seligman as Director For For Management 14 Re-elect Philippe Varin as Director For For Management 15 Re-elect Sir Robert Wilson as Director For For Management 16 Reappoint PricewaterhouseCoopers LLP as For For Management Auditors 17 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 18 Authorise EU Political Donations and For For Management Expenditure 19 Authorise Issue of Equity with For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Market Purchase For For Management 22 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- BMF BOVESPA S.A. BOLSA VALORES MERC FUT Ticker: BVMF3 Security ID: P73232103 Meeting Date: APR 18, 2011 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article For For Management 2 Amend Article 7 For For Management 3 Amend Article 20 For For Management 4 Amend Article 29 For For Management 5 Amend Article 61 For For Management 6 Amend Article 63 For For Management 7 Amend Article 64 For For Management 8 Amend Article 65 For For Management 9 Amend Articles For For Management 10 Amend Article 5 For For Management 11 Amend Article 16 For For Management 12 Amend Article 18 For For Management 13 Amend Articles For For Management 14 Amend Article 29 and 38 For For Management 15 Amend Article 34 For For Management 16 Amend Article 38 For For Management 17 Amend Article 45 For For Management 18 Amend Article 47 For For Management 19 Amend Articles 69 and 70 For For Management 20 Amend Article 70 For For Management 21 Amend Article 74 For For Management 22 Amend Article 73 For For Management 23 Amend Articles For For Management 24 Amend Articles For For Management 25 Consolidate Bylaws For For Management 26 Amend Stock Option Plan For Against Management -------------------------------------------------------------------------------- BMF BOVESPA S.A. BOLSA VALORES MERC FUT Ticker: BVMF3 Security ID: P73232103 Meeting Date: APR 18, 2011 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2010 2 Approve Allocation of Income and For For Management Dividends 3 Elect Directors For For Management 4 Approve Remuneration of Executive For For Management Officers, Non-Executive Directors, and Fiscal Council Members -------------------------------------------------------------------------------- BMW GROUP BAYERISCHE MOTOREN WERKE AG Ticker: BMW Security ID: D12096109 Meeting Date: MAY 12, 2011 Meeting Type: Annual Record Date: APR 21, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2010 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.30 per Common Share and EUR 1.32 per Preference Share 3 Approve Discharge of Management Board For For Management for Fiscal 2010 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2010 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2011 6 Approve Remuneration System for For For Management Management Board Members -------------------------------------------------------------------------------- BNP PARIBAS SA Ticker: BNP Security ID: F1058Q238 Meeting Date: MAY 11, 2011 Meeting Type: Annual/Special Record Date: MAY 06, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.10 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Reelect Jean Francois Lepetit as For For Management Director 7 Reelect Helene Ploix as Director For For Management 8 Reelect Baudouin Prot as Director For For Management 9 Reelect Daniela Weber Rey as Director For For Management 10 Elect Fields Wicker Miurin as Director For For Management 11 Approve Merger by Absorption of Banque For For Management de Bretagne 12 Approve Merger by Absorption of BNP For For Management Paribas International BV 13 Approve Merger by Absorption of For For Management Cerenicim 14 Approve Merger by Absorption of SAS For For Management Noria 15 Authorize up to 1.5 Percent of Issued For For Management Capital for Use in Restricted Stock Plan 16 Authorize up to 3 Percent of Issued For For Management Capital for Use in Stock Option Plan 17 Approve Reduction in Share Capital via For For Management Cancellation of Repurchased Shares 18 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BP PLC Ticker: BP. Security ID: G12793108 Meeting Date: APR 14, 2011 Meeting Type: Annual Record Date: APR 12, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Re-elect Paul Anderson as Director For For Management 4 Re-elect Antony Burgmans as Director For Against Management 5 Re-elect Cynthia Carroll as Director For Against Management 6 Re-elect Sir William Castell as For Against Management Director 7 Re-elect Iain Conn as Director For For Management 8 Re-elect George David as Director For For Management 9 Re-elect Ian Davis as Director For For Management 10 Re-elect Robert Dudley as Director For For Management 11 Re-elect Dr Byron Grote as Director For For Management 12 Elect Frank Bowman as Director For For Management 13 Elect Brendan Nelson as Director For For Management 14 Elect Phuthuma Nhleko as Director For For Management 15 Re-elect Carl-Henric Svanberg as For For Management Director 16 Reappoint Ernst & Young LLP as Auditors For For Management and Authorise Their Remuneration 17 Authorise Market Purchase For For Management 18 Authorise Issue of Equity with For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise the Company to Call EGM with For For Management Two Weeks' Notice 21 Authorise EU Political Donations and For For Management Expenditure 22 Amend ShareMatch Plan For For Management 23 Amend Sharesave UK Plan 2001 For For Management -------------------------------------------------------------------------------- CEZ A.S. Ticker: BAACEZ Security ID: X2337V121 Meeting Date: JUN 01, 2011 Meeting Type: Annual Record Date: MAY 25, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Meeting Chairman For For Management and Other Meeting Officials 2 Receive Management Board Report on None None Management Company's Operations and State of Its Assets in Fiscal 2010 3 Receive Supervisory Board Report None None Management 4 Receive Audit Committee Report None None Management 5 Approve Financial Statements and For For Management Consolidated Financial Statements 6 Approve Allocation of Income For For Management 7 Ratify Ernst & Young Audit as Auditor For For Management 8 Amend Articles of Association For For Management 9 Approve Volume of Charitable Donations For For Management for Fiscal 2012 10 Recall and Elect Supervisory Board For For Management Members 11 Recall and Elect Members of Audit For For Management Committee 12.1 Approve Contracts on Performance of For For Management Functions with Ivo Foltyn 12.2 Approve Contracts on Performance of For For Management Functions with Lukas Hampl 12.3 Approve Contracts on Performance of For For Management Functions with Jiri Kadrnka 12.4 Approve Contracts on Performance of For For Management Functions with Jan Kohout 12.5 Approve Contracts on Performance of For For Management Functions with Lubomir Lizal 12.6 Approve Amendment to Contract on For For Management Performance of Functions with Lubomir Klosik 12.7 Approve Template Contract on For For Management Performance of Functions of Supervisory Board Members 13 Approve Amendment to Specimen Contract For For Management for Performance of Functions of Audit Committee Member 14 Close Meeting None None Management -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 00939 Security ID: Y1397N101 Meeting Date: JUN 09, 2011 Meeting Type: Annual Record Date: MAY 09, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of Board of Directors For For Management 2 Approve Report of Board of Supervisors For For Management 3 Approve Final Financial Accounts For For Management 4 Approve Fixed Assets Investment Budget For For Management for the Year 2011 5 Approve Profit Distribution Plan for For For Management 2010 6 Appoint Auditors and Authorize Board to For For Management Fix Their Remuneration 7 Elect Dong Shi as Non-Executive For For Management Director 8 Approve Purchase of Head Office For For Management Business Processing Centre 9 Approve 2010 Final Emolument None For Shareholder Distribution Plan for Directors and Supervisors -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: 00386 Security ID: Y15010104 Meeting Date: MAY 13, 2011 Meeting Type: Annual Record Date: APR 13, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Consolidated Financial For For Management Statements 4 Approve Plan for Allocating Surplus For For Management Common Reserve Funds of RMB 20 Billion From the After-Tax Profits 5 Approve the Profit Distribution Plan For For Management for the Year Ended Dec. 31, 2010 6 Authorize the Board to Determine the For For Management Interim Profit Distribution Plan for 2011 7 Reappoint KPMG Huazhen and KPMG as For For Management Domestic and Overseas Auditors, Respectively, and Authorize Board to Fix Their Remuneration 8 Authorize Board to Determine the For Against Management Proposed Plan for Issuance of Debt Financing Instruments 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Elect Fu Chengyu as Non-Executive For For Shareholder Director -------------------------------------------------------------------------------- CHINA UNICOM (HONG KONG) LTD Ticker: 00762 Security ID: Y1519S111 Meeting Date: MAY 24, 2011 Meeting Type: Annual Record Date: MAY 19, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3a1 Reelect Lu Yimin as Director For For Management 3a2 Reelect Li Fushen as Director For For Management 3a3 Reelect Cesareo Alierta Izuel as For Against Management Director 3a4 Reelect Wong Wai Ming as Director For For Management 3a5 Reelect Cai Hongbin as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CIELO SA Ticker: CIEL3 Security ID: P2859E100 Meeting Date: APR 29, 2011 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2010 2 Approve Allocation of Income and For For Management Dividends 3 Elect Fiscal Council For For Management 4 Approve Remuneration of Executive For Against Management Officers, Non-Executive Directors, and Fiscal Council Members -------------------------------------------------------------------------------- CIELO SA Ticker: CIEL3 Security ID: P2859E100 Meeting Date: APR 29, 2011 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management for Bonus Issue 2 Approve 1:3 Reverse Stock Split For For Management 3 Approve Change in Authorized Capital For For Management 4 Amend Article 7 For For Management 5 Amend Article 9 For For Management 6 Amend Stock Option Plan For Against Management 7 Amend Article 17 For For Management 8 Amend Article 22 For For Management -------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION Ticker: CTSH Security ID: 192446102 Meeting Date: JUN 02, 2011 Meeting Type: Annual Record Date: APR 08, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Robert W. Howe For For Management 2 Elect Director Robert E. Weissman For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years 5 Increase Authorized Common Stock For For Management 6 Reduce Supermajority Vote Requirement For For Management 7 Reduce Supermajority Vote Requirement For For Management 8 Ratify Auditors For For Management -------------------------------------------------------------------------------- CREDIT SUISSE GROUP AG Ticker: CSGN Security ID: H3698D419 Meeting Date: APR 29, 2011 Meeting Type: Annual Record Date: APR 26, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Receive Financial Statements and None None Management Statutory Reports (Non-Voting) 1.2 Approve Remuneration Report For Did Not Vote Management 1.3 Accept Financial Statements and For Did Not Vote Management Statutory Reports 2 Approve Discharge of Board and Senior For Did Not Vote Management Management 3.1 Approve Allocation of Income and For Did Not Vote Management Omission of Dividends 3.2 Approve Allocation of Dividend of CHF For Did Not Vote Management 1.30 per Registered Share from Share Premium Reserve 4.1 Approve Creation of CHF 16 Million Pool For Did Not Vote Management of Capital without Preemptive Rights 4.2 Approve Creation of CHF 4 Million Pool For Did Not Vote Management of Capital without Preemptive Rights 5.1 Amend Articles Re: Voting Procedures For Did Not Vote Management for the General Meeting 5.2 Amend Articles Re: Contributions in For Did Not Vote Management Kind 6.1.1 Reelect Peter Brabeck-Letmathe as For Did Not Vote Management Director 6.1.2 Reelect Jean Lanier as Director For Did Not Vote Management 6.1.3 Reelect Anton van Rossum as Director For Did Not Vote Management 6.2 Ratify KPMG AG as Auditors For Did Not Vote Management 6.3 Ratify BDO AG as Special Auditors For Did Not Vote Management -------------------------------------------------------------------------------- DANONE Ticker: BN Security ID: F12033134 Meeting Date: APR 28, 2011 Meeting Type: Annual/Special Record Date: APR 21, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.30 per Share 4 Ratify Appointment of Yoshihiro For For Management Kawabata as Director 5 Reelect Bruno Bonnell as Director For For Management 6 Reelect Bernard Hours as Director For For Management 7 Reelect Yoshihiro Kawabata as Director For For Management 8 Reelect Jacques Vincent as Director For For Management 9 Elect Isabelle Seillier as Director For For Management 10 Elect Jean-Michel Severino as Director For For Management 11 Approve Auditors' Special Report on For For Management Related-Party Transactions 12 Approve Agreement with Bernard Hours For For Management 13 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 14 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 56.5 Million 15 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 37.8 Million 16 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 17 Authorize Capital Increase of Up to EUR For For Management 24 Million for Future Exchange Offers 18 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Future Acquisitions 19 Authorize Capitalization of Reserves of For For Management Up to EUR 41.6 Million for Bonus Issue or Increase in Par Value 20 Approve Employee Stock Purchase Plan For For Management 21 Approve Reduction in Share Capital via For For Management Cancellation of Repurchased Shares 22 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- DEUTSCHE BOERSE AG Ticker: DB1 Security ID: D1882G119 Meeting Date: MAY 12, 2011 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2010 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 2.10 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2010 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2010 5 Approve Creation of EUR 5.2 Million For For Management Pool of Capital without Preemptive Rights 6 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 7 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 8 Amend Articles Re: Majority Voting For Against Management Requirements for General Meeting 9 Ratify KPMG AG as Auditors for Fiscal For For Management 2011 -------------------------------------------------------------------------------- DURATEX S.A. Ticker: DTEX3 Security ID: P3593G146 Meeting Date: APR 29, 2011 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2010 2 Approve Allocation of Income and For For Management Dividends 3 Elect Directors For For Management 4 Approve Remuneration of Executive For Against Management Officers, Non-Executive Directors, and Fiscal Council Members -------------------------------------------------------------------------------- DURATEX S.A. Ticker: DTEX3 Security ID: P3593G146 Meeting Date: APR 29, 2011 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management for Bonus Issue 2a Approve Agreement to Absorb DRI - For For Management Resinas Industriais SA 2b Appoint Independent Firm to Appraise For For Management Proposed Absorption 2c Approve Absorption For For Management 2d Authorize Board to Ratify and Execute For For Management Approved Resolutions 3 Amend Articles and Consolidate Bylaws For For Management -------------------------------------------------------------------------------- EDP-ENERGIAS DE PORTUGAL S.A Ticker: EDP Security ID: X67925119 Meeting Date: APR 14, 2011 Meeting Type: Annual Record Date: APR 07, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal 2010 2 Approve Allocation of Income and For For Management Dividends 3.A.1 Approve Discharge of General and For For Shareholder Supervisory Board 3.A.2 Approve Discharge of Executive Board For For Shareholder 3.A.3 Approve Discharge of Statutory Auditor For For Shareholder 3B Approve Discharge of Management and For For Management Supervisory Board 4 Authorize Repurchase and Reissuance of For For Management Shares 5 Authorize Repurchase and Reissuance of For For Management Debt Instruments 6 Approve Remuneration Policy for For For Management Executive Directors 7 Approve Remuneration Policy for Other For For Management Corporate Bodies 8A Elect Parpublica SGPS as Director For For Management 8B Elect Jose de Melo Energia SGPS as For For Management Director -------------------------------------------------------------------------------- ERSTE GROUP BANK AG Ticker: EBS Security ID: A19494102 Meeting Date: MAY 12, 2011 Meeting Type: Annual Record Date: MAY 02, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports (Non-Voting) 2 Approve Allocation of Income For For Management 3a Approve Discharge of Management Board For For Management 3b Approve Discharge of Supervisory Board For For Management 4 Approve Remuneration of Supervisory For For Management Board Members 5 Ratify Auditors For For Management 6 Authorize Repurchase of Issued Share For For Management Capital for Trading Purposes 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Authorize Repurchase of Own For For Management Participation Certificates 9 Authorize Participation Certificate For For Management Repurchase Program and Reissuance or Cancellation of Repurchased Participation Certificates 10 Amend Articles Re: Paper Deeds; Duties For For Management of Supervisory Board Committees; Participation to Annual General Meeting -------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Ticker: XOM Security ID: 30231G102 Meeting Date: MAY 25, 2011 Meeting Type: Annual Record Date: APR 06, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director M.J. Boskin For For Management 1.2 Elect Director P. Brabeck-Letmathe For For Management 1.3 Elect Director L.R. Faulkner For For Management 1.4 Elect Director J.S. Fishman For For Management 1.5 Elect Director K.C. Frazier For For Management 1.6 Elect Director W.W. George For For Management 1.7 Elect Director M.C. Nelson For For Management 1.8 Elect Director S.J. Palmisano For For Management 1.9 Elect Director S.S. Reinemund For For Management 1.10 Elect Director R.W. Tillerson For For Management 1.11 Elect Director E.E. Whitacre, Jr. For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named Executive For Against Management Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years 5 Require Independent Board Chairman Against Against Shareholder 6 Report on Political Contributions Against For Shareholder 7 Amend EEO Policy to Prohibit Against Against Shareholder Discrimination based on Sexual Orientation and Gender Identity 8 Adopt Policy on Human Right to Water Against Against Shareholder 9 Report on Environmental Impact of Oil Against For Shareholder Sands Operations in Canada 10 Report on Environmental Impacts of Against For Shareholder Natural Gas Fracturing 11 Report on Energy Technologies Against Against Shareholder Development 12 Adopt Quantitative GHG Goals for Against Against Shareholder Products and Operations -------------------------------------------------------------------------------- FIRST SOLAR, INC. Ticker: FSLR Security ID: 336433107 Meeting Date: MAY 25, 2011 Meeting Type: Annual Record Date: APR 07, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Ahearn For For Management 1.2 Elect Director Robert J. Gillette For For Management 1.3 Elect Director Craig Kennedy For For Management 1.4 Elect Director James F. Nolan For For Management 1.5 Elect Director William J. Post For For Management 1.6 Elect Director J. Thomas Presby For For Management 1.7 Elect Director Paul H. Stebbins For For Management 1.8 Elect Director Michael Sweeney For For Management 1.9 Elect Director Jose H. Villarreal For For Management 2 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Ratify Auditors For For Management 5 Report on Potential Risks Related to Against Against Shareholder Arizona Immigration Legislation and Public Reaction -------------------------------------------------------------------------------- FORMOSA PLASTICS CORP. Ticker: 1301 Security ID: Y26095102 Meeting Date: JUN 20, 2011 Meeting Type: Annual Record Date: APR 21, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2010 Business Operations Report For For Management and Financial Statements 2 Approve 2010 Allocation of Income and For For Management Dividends 3 Amend Articles of Association For For Management 4 Approve Amendments on the Procedures For For Management for Lending Funds to Other Parties 5 Approve Amendments on the Procedures For For Management for Endorsement and Guarantees 6 Approve to Amend Rules and Procedures For For Management Regarding Shareholder's General Meeting 7 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- GENERAL MOTORS COMPANY Ticker: GM Security ID: 37045V100 Meeting Date: JUN 07, 2011 Meeting Type: Annual Record Date: APR 08, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Daniel F. Akerson For For Management 2 Elect Director David Bonderman For For Management 3 Elect Director Erroll B. Davis, Jr. For For Management 4 Elect Director Stephen J. Girsky For For Management 5 Elect Director E. Neville Isdell For For Management 6 Elect Director Robert D. Krebs For For Management 7 Elect Director Philip A. Laskawy For For Management 8 Elect Director Kathryn V. Marinello For For Management 9 Elect Director Patricia F. Russo For For Management 10 Elect Director Carol M. Stephenson For For Management 11 Elect Director Cynthia A. Telles For For Management 12 Ratify Auditors For For Management 13 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation -------------------------------------------------------------------------------- GOOGLE INC. Ticker: GOOG Security ID: 38259P508 Meeting Date: JUN 02, 2011 Meeting Type: Annual Record Date: APR 04, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry Page For For Management 1.2 Elect Director Sergey Brin For For Management 1.3 Elect Director Eric E. Schmidt For For Management 1.4 Elect Director L. John Doerr For For Management 1.5 Elect Director John L. Hennessy For For Management 1.6 Elect Director Ann Mather For For Management 1.7 Elect Director Paul S. Otellini For For Management 1.8 Elect Director K. Ram Shriram For For Management 1.9 Elect Director Shirley M. Tilghman For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 5 Advisory Vote on Say on Pay Frequency Three One Year Management Years 6 Amend Bylaws to Establish a Board Against Against Shareholder Committee on Environmental Sustainability 7 Reduce Supermajority Vote Requirement Against For Shareholder 8 Report on Code of Conduct Compliance Against Against Shareholder -------------------------------------------------------------------------------- HISCOX LTD Ticker: HSX Security ID: G4593F104 Meeting Date: JUN 08, 2011 Meeting Type: Annual Record Date: JUN 06, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Approve Scrip Dividend For For Management 5 Authorise Directors to Capitalise the For For Management Appropriate Nominal Amounts of New Ordinary Shares and Depositary Interests in the Company Allotted Under the Scrip Dividend Alternative 6 Re-elect Robert Hiscox as Director For For Management 7 Re-elect Bronislaw Masojada as Director For For Management 8 Re-elect Robert Childs as Director For For Management 9 Re-elect Stuart Bridges as Director For For Management 10 Elect Richard Gillingwater as Director For For Management 11 Re-elect Daniel Healy as Director For For Management 12 Re-elect Ernst Jansen as Director For For Management 13 Re-elect Dr James King as Director For For Management 14 Elect Robert McMillan as Director For For Management 15 Re-elect Andrea Rosen as Director For For Management 16 Re-elect Gunnar Stokholm as Director For For Management 17 Reappoint KPMG as Auditors of the For For Management Company 18 Authorise Board to Fix Remuneration of For For Management Auditors 19 Authorise Directors or a Duly For For Management Authorised Committee to Grant Options and Awards Over Ordinary Shares in the Company under the French Schedules to the Scheme and the Plan until 12 December 2016 20 Authorise Issue of Equity with For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Market Purchase For For Management -------------------------------------------------------------------------------- HSBC HOLDINGS PLC Ticker: HSBA Security ID: G4634U169 Meeting Date: MAY 27, 2011 Meeting Type: Annual Record Date: MAY 26, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3a Re-elect Safra Catz as Director For For Management 3b Elect Laura Cha as Director For For Management 3c Re-elect Marvin Cheung as Director For For Management 3d Re-elect John Coombe as Director For For Management 3e Re-elect Rona Fairhead as Director For For Management 3f Re-elect Douglas Flint as Director For For Management 3g Re-elect Alexander Flockhart as For For Management Director 3h Re-elect Stuart Gulliver as Director For For Management 3i Re-elect James Hughes-Hallett as For For Management Director 3j Re-elect William Laidlaw as Director For For Management 3k Re-elect Janis Lomax as Director For For Management 3l Elect Iain Mackay as Director For For Management 3m Re-elect Gwyn Morgan as Director For For Management 3n Re-elect Nagavara Murthy as Director For For Management 3o Re-elect Sir Simon Robertson as For For Management Director 3p Re-elect John Thornton as Director For For Management 3q Re-elect Sir Brian Williamson as For For Management Director 4 Reappoint KPMG Audit plc as Auditors For For Management and Authorise Their Remuneration 5 Authorise Issue of Equity with For For Management Pre-emptive Rights 6 Authorise Issue of Equity without For For Management Pre-emptive Rights 7 Approve Share Plan 2011 For For Management 8 Approve Fees Payable to Non-Executive For For Management Directors 9 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- HUTCHISON WHAMPOA LIMITED Ticker: 00013 Security ID: Y38024108 Meeting Date: MAY 20, 2011 Meeting Type: Annual Record Date: MAY 12, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3a Reelect Fok Kin-ning, Canning as For For Management Director 3b Reelect Kam Hing Lam as Director For For Management 3c Reelect Holger Kluge as Director For For Management 3d Reelect William Shurniak as Director For For Management 3e Reelect Wong Chung Hin as Director For For Management 4 Appoint Auditor and Authorize Board to For For Management Fix Remuneration 5a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5c Authorize Reissuance of Repurchased For Against Management Shares 6 Approve Amendments to the Articles of For For Management Association -------------------------------------------------------------------------------- ILUKA RESOURCES LTD. (FORMERLY WESTRALIAN SANDS) Ticker: ILU Security ID: Q4875J104 Meeting Date: MAY 25, 2011 Meeting Type: Annual Record Date: MAY 23, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jennifer Anne Seabrook as a For For Management Director 2 Approve the Adoption of Remuneration For For Management Report for the Year Ended Dec. 31, 2010 3 Approve the Remuneration of For For Management Non-Executive Directors in the Amount of A$1.5 Million Per Annum 4 Approve the Grant of 750,000 LTID Share For For Management Rights in Three Tranches under the Company's Share Acquisition Plan to David Robb, Managing Director of the Company 5 Approve the Termination Benefits under For For Management the Revised Executive Employment Agreement of David Robb, Managing Director of the Company -------------------------------------------------------------------------------- ING GROEP NV Ticker: INGVF Security ID: N4578E413 Meeting Date: MAY 09, 2011 Meeting Type: Annual Record Date: APR 11, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2a Receive Report of Management Board None None Management (Non-Voting) 2b Receive Report of Supervisory Board None None Management (Non-Voting) 2c Adopt Financial Statements For For Management 3 Receive Explanation on Company's None None Management Reserves and Dividend Policy 4a Discuss Remuneration Report None None Management 4b Approve Remuneration Report Containing For Against Management Remuneration Policy for Management Board Members 5a Discussion on Company's Corporate None None Management Governance Structure 5b Increase Authorized Common Stock For For Management 5c Amend Articles Re: Legislative Changes For For Management 6 Discuss Corporate Responsibility None None Management 7a Approve Discharge of Management Board For For Management 7b Approve Discharge of Supervisory Board For For Management 8 Reelect Koos Timmermans to Executive For For Management Board 9a Reelect Peter Elverding to Supervisory For For Management Board 9b Reelect Henk Breukink to Supervisory For For Management Board 9c Elect Sjoerd van Keulen to Supervisory For For Management Board 9d Elect Joost Kuiper to Supervisory Board For For Management 9e Elect Luc Vandewalle to Supervisory For For Management Board 10a Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights 10b Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital Plus in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights 11a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital in Connection with a Major Capital Restructuring 12 Any Other Businesss and Close Meeting None None Management -------------------------------------------------------------------------------- KBC GROEP NV Ticker: KBC Security ID: B5337G162 Meeting Date: APR 28, 2011 Meeting Type: Annual/Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Receive Consolidated Financial None None Management Statements 4 Accept Financial Statements For Did Not Vote Management 5 Approve Allocation of Income and For Did Not Vote Management Dividends of EUR 0.75 per Share 6 Approve Discharge of Directors For Did Not Vote Management 7 Approve Discharge of Former Directors For Did Not Vote Management of Fidabel NV 8 Approve Discharge of Auditors For Did Not Vote Management 9 Approve Discharge of Former Auditors of For Did Not Vote Management Fidabel NV 10a Approve Cooptation of Luc Discry as For Did Not Vote Management Director 10b Reelect Franky Depickere as Director For Did Not Vote Management 10c Reelect Frank Donck as Director For Did Not Vote Management 10d Elect John Hollows as Director For Did Not Vote Management 10e Elect Thomas Leysen as Director For Did Not Vote Management 10f Elect Luc Popelier as Director For Did Not Vote Management 11 Transact Other Business None None Management 1 Amend Article 5 Re: Shareholders Rights For Did Not Vote Management Act 2 Receive Special Board Report Re: None None Management Authorization to Increase Capital 3 Authorize Board to Issue Shares in the For Did Not Vote Management Event of a Public Tender Offer or Share Exchange Offer 4 Amend Article 17 Re: Directors Report For Did Not Vote Management 5 Amend Article 20 Re: Executive For Did Not Vote Management Committee 6 Change Date of Annual Meeting For Did Not Vote Management 7 Amend Article 26 Re: Submission of For Did Not Vote Management Agenda Items at AGMs 8 Amend Article 27 Re: Registration For Did Not Vote Management Requirements for Shareholder Meetings 9 Amend Article 28 Re: Proxy Voting For Did Not Vote Management 10 Amend Article 34 Re: Postponement of For Did Not Vote Management Shareholder Meetings 11 Authorize Coordination of Approved For Did Not Vote Management Resolutions Under Agenda Items 3, 4, and 5 12 Authorize a Second Coordination of For Did Not Vote Management Approved Resolutions for Jan. 1, 2012 Under Agenda Items 1, 6 7, 8, 9, and 10 13 Authorize Filing of Required For Did Not Vote Management Documents/Other Formalities -------------------------------------------------------------------------------- KEPPEL CORPORATION LTD. Ticker: BN4 Security ID: Y4722Z120 Meeting Date: APR 21, 2011 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Declare Final Tax-Exempt Dividend of For For Management SGD 0.26 Per Share for the Year Ended Dec. 31, 2010 3 Reelect Tony Chew Leong-Chee as For For Management Director 4 Reelect Tow Heng Tan as Director For For Management 5 Reelect Teo Soon Hoe as Director For For Management 6 Reelect Tan Ek Kia as Director For For Management 7 Reelect Danny Teoh as Director For For Management 8 Reelect Sven Bang Ullring as Director For For Management 9 Approve Directors' Fees Aggregating SGD For For Management 944,170 in Cash (2009: SGD 1.1 Million) and Award of 29,500 Existing Ordinary Shares to Identified Directors as Payment in Part of Their Respective Remuneration for the Year Ended Dec. 31, 2010 10 Reappoint Auditors and Authorize Board For For Management to Fix Their Remuneration 11 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 12 Authorize Share Repurchase Program For For Management 13 Approve Mandate for Transactions with For For Management Related Parties -------------------------------------------------------------------------------- KOMERCNI BANKA A.S. Ticker: BAAKOMB Security ID: X45471111 Meeting Date: APR 21, 2011 Meeting Type: Annual Record Date: APR 14, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman and Other For For Management Meeting Officials; Approve Meeting Procedures 3 Approve Management Board Report on For For Management Company's Operations and State of Its Assets in Fiscal 2010 4 Receive Financial Statements, None None Management Consolidated Financial Statements, and Allocation of Income Proposal 5 Receive Supervisory Board Report on None None Management Financial Statements, Allocation of Income Proposal, Consolidated Financial Statements, and Results of Board's Activities 6 Receive Audit Committee Report None None Management 7 Approve Financial Statements For For Management 8 Approve Allocation of Income and For For Management Dividend of CZK 270 per Share 9 Approve Consolidated Financial For For Management Statements 10 Elect Bernardo Sanchez Incera to For For Management Supervisory Board 11 Elect Jean-Louis Mattei to Audit For For Management Committee 12 Approve Cash Awards to Management Board For For Management Members 13 Approve Share Repurchase Program For For Management 14 Ratify Ernst and Young Audit s.r.o. as For For Management Auditor 15 Close Meeting None None Management -------------------------------------------------------------------------------- LI & FUNG LIMITED Ticker: 00494 Security ID: G5485F144 Meeting Date: MAY 18, 2011 Meeting Type: Annual Record Date: MAY 09, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend of HK$0.52 Per For For Management Share 3a Reelect William Fung Kwok Lun as For For Management Director 3b Reelect Allan Wong Chi Yun as Director For For Management 3c Reelect Benedict Chang Yew Teck as For For Management Director 4 Approve Remuneration of Directors For For Management 5 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares 9 Approve Subdivision of Every Issued and For For Management Unissued Share of HK$0.025 Each in the Share Capital of the Company into Two Shares of HK$0.0125 Each -------------------------------------------------------------------------------- LINDE AG Ticker: LIN Security ID: D50348107 Meeting Date: MAY 12, 2011 Meeting Type: Annual Record Date: APR 21, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2010 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 2.20 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2010 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2010 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2011 6.1 Elect Ann-Kristin Achleitner to the For For Management Supervisory Board 6.2 Elect Arne Wittig as Alternate For For Management Supervisory Board Member 6.3 Elect Guenter Hugger as Alternate For For Management Supervisory Board Member -------------------------------------------------------------------------------- MAN SE Ticker: MAN Security ID: D51716104 Meeting Date: JUN 27, 2011 Meeting Type: Annual Record Date: JUN 03, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2010 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 2.00 per Ordinary or Preference Share 3 Approve Discharge of Management Board For For Management with the Exception of Klaus Stahlmann for Fiscal 2010 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2010 5 Approve Remuneration System for For For Management Management Board Members 6.1 Elect Michael Behrendt to the For For Management Supervisory Board 6.2 Elect Jochem Heizmann to the For For Management Supervisory Board 6.3 Elect Ferdinand Piech to the For For Management Supervisory Board 6.4 Elect Hans Dieter Poetsch to the For For Management Supervisory Board 6.5 Elect Angelika Pohlenz to the For For Management Supervisory Board 6.6 Elect Ekkehard Schulz to the For For Management Supervisory Board 6.7 Elect Rupert Stadler to the Supervisory For For Management Board 6.8 Elect Martin Winterkorn to the For For Management Supervisory Board 6.9 Elect Thomas Kremer as Alternate For For Management Supervisory Board Member 7 Approve Remuneration of Supervisory For For Management Board 8 Ratify PricewaterhouseCoopers AG as For For Management Auditors for Fiscal 2011 -------------------------------------------------------------------------------- NESTLE SA Ticker: NESN Security ID: H57312649 Meeting Date: APR 14, 2011 Meeting Type: Annual Record Date: APR 07, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For Did Not Vote Management Statutory Reports 1.2 Approve Remuneration Report For Did Not Vote Management 2 Approve Discharge of Board and Senior For Did Not Vote Management Management 3 Approve Allocation of Income and For Did Not Vote Management Dividends of CHF 1.85 per Share 4.1.1 Reelect Paul Bulcke as Director For Did Not Vote Management 4.1.2 Reelect Andreas Koopmann as Director For Did Not Vote Management 4.1.3 Reelect Rolf Haenggi as Director For Did Not Vote Management 4.1.4 Reelect Jean-Pierre Meyers as Director For Did Not Vote Management 4.1.5 Reelect Naina Lal Kidwai as Director For Did Not Vote Management 4.1.6 Reelect Beat Hess as Director For Did Not Vote Management 4.2 Elect Ann Veneman as Director For Did Not Vote Management 4.3 Ratify KPMG AG as Auditors For Did Not Vote Management 5 Approve CHF 16.5 Million Reduction in For Did Not Vote Management Share Capital via Cancellation of 165 Million Shares -------------------------------------------------------------------------------- PT BANK RAKYAT INDONESIA (PERSERO) TBK Ticker: BBRI Security ID: Y0697U112 Meeting Date: APR 28, 2011 Meeting Type: Annual Record Date: APR 12, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report, Financial For For Management Statements, and Commissioners' Report 2 Approve Report on the Partnership and For For Management Community Development Program (PCDP) 3 Approve Allocation of Income For For Management 4 Approve Remuneration of Directors and For For Management Commissioners 5a Appoint Auditors to Audit the Company's For For Management Financial Statements 5b Appoint Auditors to Audit the PCDP's For For Management Financial Statements 6 Approve Acquisition of Shares in For For Management BRIngin Remittance Co. Ltd. from PT AJ BRIngin Jiwa Sejahtera 7 Elect Commissioners and/or Directors For Against Management -------------------------------------------------------------------------------- PUBLICIS GROUPE SA Ticker: PUB Security ID: F7607Z165 Meeting Date: JUN 07, 2011 Meeting Type: Annual/Special Record Date: JUN 02, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.70 per Share 4 Approve Discharge of Management Board For For Management 5 Approve Discharge of Supervisory Board For For Management 6 Approve Remuneration of Supervisory For For Management Board Members in the Aggregate Amount of EUR 1 Million 7 Approve Transaction with a Related For For Management Party 8 Reelect Simon Badinter as Supervisory For For Management Board Member 9 Reelect Mazars as Auditor For For Management 10 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 11 Approve Reduction in Share Capital via For For Management Cancellation of Repurchased Shares 12 Authorize Issuance of Equity or For Against Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 40 Million 13 Authorize Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 40 Million 14 Approve Issuance of up to 20 Percent of For Against Management Issued Capital Per Year for a Private Placement up to 40 Million 15 Authorize Board to Set Issue Price for For Against Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 16 Authorize Capitalization of Reserves of For For Management Up to EUR 40 Million for Bonus Issue or Increase in Par Value 17 Authorize Capital Increase of Up to EUR For Against Management 40 Million for Future Exchange Offers 18 Authorize Capital Increase of up to 10 For Against Management Percent of Issued Capital for Future Acquisitions 19 Authorize Board to Increase Capital in For Against Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 20 Approve Employee Stock Purchase Plan For For Management 21 Approve Employee Stock Purchase Plan For For Management 22 Authorize up to 5 Percent of Issued For For Management Capital for Use in Restricted Stock Plan 23 Set Total Limit for Capital Increase to For For Management Result from All Issuance Requests at EUR 40 Million 24 Allow Management Board to Use All For Against Management Outstanding Capital Authorizations in the Event of a Public Tender Offer or Share Exchange Offer 25 Amend Article 10.II of Bylaws Re: For For Management Management Board Members Age Limit 26 Amend Article 20 of Bylaws Re: For For Management Shareholders' Rights 27 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- RECKITT BENCKISER GROUP PLC Ticker: RB Security ID: G74079107 Meeting Date: MAY 05, 2011 Meeting Type: Annual Record Date: MAY 03, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Abstain Management 3 Approve Final Dividend For For Management 4 Re-elect Adrian Bellamy as Director For For Management 5 Re-elect Peter Harf as Director For Abstain Management 6 Re-elect Bart Becht as Director For For Management 7 Re-elect Graham Mackay as Director For For Management 8 Elect Liz Doherty as Director For For Management 9 Reappoint PricewaterhouseCoopers LLP as For For Management Auditors 10 Authorise Board to Fix Remuneration of For For Management Auditors 11 Authorise Issue of Equity with For For Management Pre-emptive Rights 12 Authorise Issue of Equity without For For Management Pre-emptive Rights 13 Authorise Market Purchase For For Management 14 Authorise the Company to Call EGM with For For Management Two Weeks' Notice 15 Amend 2007 Senior Executives' Share For For Management Ownership Policy Plan, 2007 Global Stock Profit Plan, 2007 Long-Term Incentive Plan, 2007 US Savings-Related Share Option Plan and 2007 Savings Related Share Option Plan -------------------------------------------------------------------------------- RHOEN-KLINIKUM AG Ticker: RHK Security ID: D6530N119 Meeting Date: JUN 08, 2011 Meeting Type: Annual Record Date: MAY 17, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2010 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.37 per Share 3.1 Approve Discharge of Management Board For For Management Member Wolfgang Pfoehler for Fiscal 2010 3.2 Approve Discharge of Management Board For For Management Member Gerald Meder for Fiscal 2010 3.3 Approve Discharge of Management Board For For Management Member Andrea Aulkemeyer for Fiscal 2010 3.4 Approve Discharge of Management Board For For Management Member Volker Feldkamp for Fiscal 2010 3.5 Approve Discharge of Management Board For For Management Member Erik Hamann for Fiscal 2010 3.6 Approve Discharge of Management Board For For Management Member Wolfgang Kunz for Fiscal 2010 3.7 Approve Discharge of Management Board For For Management Member Ralf Staehler for Fiscal 2010 3.8 Approve Discharge of Management Board For For Management Member Irmgard Stippler for Fiscal 2010 3.9 Approve Discharge of Management Board For For Management Member Christoph Straub for Fiscal 2010 4.1 Approve Discharge of Supervisory Board For For Management Member Eugen Muench for Fiscal 2010 4.2 Approve Discharge of Supervisory Board For For Management Member Joachim Lueddecke for Fiscal 2010 4.3 Approve Discharge of Supervisory Board For For Management Member Wolfgang Muendel for Fiscal 2010 4.4 Approve Discharge of Supervisory Board For For Management Member Bernhard Aisch for Fiscal 2010 4.5 Approve Discharge of Supervisory Board For For Management Member Gisela Ballauf for Fiscal 2010 4.6 Approve Discharge of Supervisory Board For For Management Member Peter Berghoefer for Fiscal 2010 4.7 Approve Discharge of Supervisory Board For For Management Member Bettina Boettcher for Fiscal 2010 4.8 Approve Discharge of Supervisory Board For For Management Member Sylvia Buehler for Fiscal 2010 4.9 Approve Discharge of Supervisory Board For For Management Member Helmut Buehner for Fiscal 2010 4.10 Approve Discharge of Supervisory Board For For Management Member Gerhard Ehninger for Fiscal 2010 4.11 Approve Discharge of Supervisory Board For For Management Member Stefan Haertel for Fiscal 2010 4.12 Approve Discharge of Supervisory Board For For Management Member Ursula Harres for Fiscal 2010 4.13 Approve Discharge of Supervisory Board For For Management Member Caspar von Hauenschild for Fiscal 2010 4.14 Approve Discharge of Supervisory Board For For Management Member Detlef Klimpe for Fiscal 2010 4.15 Approve Discharge of Supervisory Board For For Management Member Heinz Korte for Fiscal 2010 4.16 Approve Discharge of Supervisory Board For For Management Member Karl Lauterbach for Fiscal 2010 4.17 Approve Discharge of Supervisory Board For For Management Member Michael Mendel for Fiscal 2010 4.18 Approve Discharge of Supervisory Board For For Management Member Ruediger Merz for Fiscal 2010 4.19 Approve Discharge of Supervisory Board For For Management Member Brigitte Mohn for Fiscal 2010 4.20 Approve Discharge of Supervisory Board For For Management Member Annett Mueller for Fiscal 2010 4.21 Approve Discharge of Supervisory Board For For Management Member Jens-Peter Neumann for Fiscal 2010 4.22 Approve Discharge of Supervisory Board For For Management Member Werner Prange for Fiscal 2010 4.23 Approve Discharge of Supervisory Board For For Management Member Joachim Schaar for Fiscal 2010 4.24 Approve Discharge of Supervisory Board For For Management Member Jan Schmitt for Fiscal 2010 4.25 Approve Discharge of Supervisory Board For For Management Member Georg Schulze-Ziehaus for Fiscal 2010 4.26 Approve Discharge of Supervisory Board For For Management Member Rudolf Schwab for Fiscal 2010 4.27 Approve Discharge of Supervisory Board For For Management Member Michael Wendl for Fiscal 2010 5 Approve Remuneration System for For Against Management Management Board Members 6 Ratify PricewaterhouseCoopers as For For Management Auditors for Fiscal 2011 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Alter Mandatory Retirement Policy for For For Management Management Board Members 9 Alter Mandatory Retirement Policy for For For Management Supervisory Board Members 10 Amend Articles Re: Requirements for For For Management Participation in General Meeting 11.1 Approve Affiliation Agreement with For For Management Subsidiary Klinik fuer Herzchirurgie Karlsruhe GmbH, Karlsruhe 11.2 Approve Affiliation Agreement with For For Management Subsidiary Klinik Kipfenberg GmbH Neurochirurgische und Neurologische Fachklinik, Kipfenberg 11.3 Approve Affiliation Agreement with For For Management Subsidiary Herzzentrum Leipzig GmbH, Leipzig 11.4 Approve Affiliation Agreement with For For Management Subsidiary Klinikum Meiningen GmbH, Meiningen -------------------------------------------------------------------------------- ROLLS-ROYCE GROUP PLC Ticker: RR. Security ID: G7630U109 Meeting Date: MAY 06, 2011 Meeting Type: Annual Record Date: MAY 04, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports 2 Approve Remuneration Report For Did Not Vote Management 3 Re-elect Sir Simon Robertson as For Did Not Vote Management Director 4 Re-elect John Rishton as Director For Did Not Vote Management 5 Re-elect Helen Alexander as Director For Did Not Vote Management 6 Re-elect Peter Byrom as Director For Did Not Vote Management 7 Re-elect Iain Conn as Director For Did Not Vote Management 8 Re-elect Peter Gregson as Director For Did Not Vote Management 9 Re-elect James Guyette as Director For Did Not Vote Management 10 Re-elect John McAdam as Director For Did Not Vote Management 11 Re-elect John Neill as Director For Did Not Vote Management 12 Re-elect Andrew Shilston as Director For Did Not Vote Management 13 Re-elect Colin Smith as Director For Did Not Vote Management 14 Re-elect Ian Strachan as Director For Did Not Vote Management 15 Re-elect Mike Terrett as Director For Did Not Vote Management 16 Reappoint KPMG Audit plc as Auditors For Did Not Vote Management 17 Authorise Board to Fix Remuneration of For Did Not Vote Management Auditors 18 Approve Payment to Shareholders by Way For Did Not Vote Management of a Bonus Issue 19 Approve EU Political Donations and For Did Not Vote Management Expenditure 20 Amend Share Purchase Plan For Did Not Vote Management 21 Approve UK Sharesave Plan 2011 For Did Not Vote Management 22 Approve International Sharesave Plan For Did Not Vote Management 23 Amend Articles of Association For Did Not Vote Management 24 Authorise the Company to Call EGM with For Did Not Vote Management Two Weeks Notice 25 Authorise Issue of Equity with For Did Not Vote Management Pre-emptive Rights 26 Authorise Issue of Equity without For Did Not Vote Management Pre-emptive Rights 27 Authorise Market Purchase For Did Not Vote Management 28 Introduce Rolls-Royce Holdings as a New For Did Not Vote Management Holding Company for the Group -------------------------------------------------------------------------------- ROLLS-ROYCE GROUP PLC Ticker: RR. Security ID: G7630U109 Meeting Date: MAY 06, 2011 Meeting Type: Court Record Date: MAY 04, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For Did Not Vote Management -------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC Ticker: RDSB Security ID: G7690A100 Meeting Date: MAY 17, 2011 Meeting Type: Annual Record Date: MAY 13, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Elect Linda Stuntz as Director For For Management 4 Re-elect Josef Ackermann as Director For For Management 5 Re-elect Malcolm Brinded as Director For For Management 6 Elect Guy Elliott as Director For For Management 7 Re-elect Simon Henry as Director For For Management 8 Re-elect Charles Holliday as Director For For Management 9 Re-elect Lord Kerr of Kinlochard as For For Management Director 10 Elect Gerard Kleisterlee as Director For For Management 11 Re-elect Christine Morin-Postel as For For Management Director 12 Re-elect Jorma Ollila as Director For For Management 13 Re-elect Jeroen van der Veer as For For Management Director 14 Re-elect Peter Voser as Director For For Management 15 Re-elect Hans Wijers as Director For For Management 16 Reappoint PricewaterhouseCoopers LLP as For For Management Auditors of the Company 17 Authorise Board to Fix Remuneration of For For Management Auditors 18 Authorise Issue of Equity with For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase For For Management 21 Authorise EU Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- SANDS CHINA LTD. Ticker: 01928 Security ID: G7800X107 Meeting Date: JUN 07, 2011 Meeting Type: Annual Record Date: MAY 26, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Reelect Michael Alan Leven as Executive For Against Management Director 2b Reelect Toh Hup Hock as Executive For Against Management Director 2c Reelect Jeffrey Howard Schwartz as For For Management Non-Executive Director 2d Reelect David Muir Turnbull as For For Management Independent Non-Executive Director 2e Reelect Iain Ferguson Bruce as For For Management Independent Non-Executive Director 2f Authorize Board to Fix Remuneration of For For Management Directors 3 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SANOFI AVENTIS Ticker: SAN Security ID: F5548N101 Meeting Date: MAY 06, 2011 Meeting Type: Annual/Special Record Date: MAY 03, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.5 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 1.5 Million 6 Ratify Appointment of Carole Piwnica as For For Management Director 7 Elect Suet Fern Lee as Director For For Management 8 Reelect Thierry Desmarest as Director For For Management 9 Reelect Igor Landau as Director For For Management 10 Reelect Gerard Van Kemmel as Director For For Management 11 Reelect Serge Weinberg as Director For For Management 12 Renew Appointment of For For Management PricewaterhouseCoopers Audit as Auditor 13 Appoint Yves Nicolas as Alternate For For Management Auditor 14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 15 Authorize Issuance of Equity or For Against Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion 16 Authorize Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million 17 Authorize Capital Increase of up to 10 For Against Management Percent of Issued Capital for Future Acquisitions 18 Authorize Board to Increase Capital in For Against Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 19 Authorize Capitalization of Reserves of For Against Management up to EUR 500 Million for Bonus Issue or Increase in Par Value 20 Approve Employee Stock Purchase Plan For For Management 21 Authorize up to 1 Percent of Issued For For Management Capital for Use in Stock Option Plan 22 Approve Reduction in Share Capital via For For Management Cancellation of Repurchased Shares 23 Amend Article 11 of Bylaws Re: Board For For Management Size 24 Amend Article 12 of Bylaws Re: Vice For For Management Chairman Age Limit 25 Amend Article 19 of Bylaws to Comply For For Management with New Legislation Re: Shareholder Rights 26 Change Company Name to Sanofi and Amend For For Management Article 2 of Bylaws Accordingly 27 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SBERBANK OF RUSSIA Ticker: SBER Security ID: X76318108 Meeting Date: JUN 03, 2011 Meeting Type: Annual Record Date: APR 15, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For Did Not Vote Management 2 Approve Financial Statements For Did Not Vote Management 3 Approve Allocation of Income and For Did Not Vote Management Dividends of RUB 0.92 per Common Share and RUB 1.15 per Preferred Share 4 Ratify ZAO Ernst & Young Vneshaudit as For Did Not Vote Management Auditor 5.1 Elect German Gref as Director None Did Not Vote Management 5.2 Elect Sergey Guriyev as Director None Did Not Vote Management 5.3 Elect Mikhail Dmitriev as Director None Did Not Vote Management 5.4 Elect Bella Zlatkis as Director None Did Not Vote Management 5.5 Elect Nadezhda Ivanova as Director None Did Not Vote Management 5.6 Elect Sergey Ignatyev as Director None Did Not Vote Management 5.7 Elect Georgy Luntovsky as Director None Did Not Vote Management 5.8 Elect Mikhail Matovnikov as Director None Did Not Vote Management 5.9 Elect Vladimir Mau as Director None Did Not Vote Management 5.10 Elect Anna Popova as Director None Did Not Vote Management 5.11 Elect Alessandro Profumo as Director None Did Not Vote Management 5.12 Elect Aleksey Savatuygin as Director None Did Not Vote Management 5.13 Elect Rair Simonyan as Director None Did Not Vote Management 5.14 Elect Sergey Sinelnikov-Murylev as None Did Not Vote Management Director 5.15 Elect Valery Tkachenko as Director None Did Not Vote Management 5.16 Elect Aleksey Ulyukaev as Director None Did Not Vote Management 5.17 Elect Sergey Shvetsov as Director None Did Not Vote Management 6.1 Elect Vladimir Volkov as Member of For Did Not Vote Management Audit Commission 6.2 Elect Maksim Dolzhnikov as Member of For Did Not Vote Management Audit Commission 6.3 Elect Ludmila Zinina as Member of Audit For Did Not Vote Management Commission 6.4 Elect Yuliya Isakhanova as Member of For Did Not Vote Management Audit Commission 6.5 Elect Dmitry Kondratenko as Member of For Did Not Vote Management Audit Commission 6.6 Elect Aleksey Minenko as Member of For Did Not Vote Management Audit Commission 6.7 Elect Olga Polyakova as Member of Audit For Did Not Vote Management Commission 7 Reelect German Gref as President and For Did Not Vote Management Chairman of Management Board (General Director) for New Term of Office 8 Approve Remuneration of Directors and For Did Not Vote Management Members of Audit Commission 9 Approve Charter in New Edition For Did Not Vote Management -------------------------------------------------------------------------------- SCHNEIDER ELECTRIC SA Ticker: SU Security ID: F86921107 Meeting Date: APR 21, 2011 Meeting Type: Annual/Special Record Date: APR 18, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 3.20 per Share 4 Acknowledge Auditors' Special Report on For For Management Related-Party Transactions 5 Ratify Appointment of Anand Mahindra as For For Management Supervisory Board Member 6 Elect Betsy Atkins as Supervisory Board For For Management Member 7 Elect Jeong H. Kim as Supervisory Board For For Management Member 8 Elect Dominique Senequier as For For Management Supervisory Board Member 9 Approve Remuneration of Supervisory For For Management Board Members in the Aggregate Amount of EUR 1 Million 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11 Amend Article 11 Re: Age Limit for For For Management Supervisory Board Members 12 Amend Article 16 of Bylaws Re: Censors For For Management 13 Approve Reduction in Par Value from EUR For For Management 8 to EUR 4 and Amend Bylaws Accordingly 14 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million 15 Authorize Capitalization of Reserves For For Management for Bonus Issue or Increase in Par Value 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 217 Million 17 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 18 Authorize Capital Increase for Future For For Management Exchange Offers 19 Approve Issuance of Shares Up to EUR For For Management 108 Million for a Private Placement 20 Authorize up to 1 Percent of Issued For For Management Capital for Use in Stock Option Plan 21 Authorize up to 0.03 Percent of Issued For For Management Capital for Use in Restricted Stock Plan 22 Approve Employee Stock Purchase Plan For For Management 23 Approve Employee Stock Purchase Plan For For Management Reserved for International Employees 24 Approve Reduction in Share Capital via For For Management Cancellation of Repurchased Shares 25 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SINOTRUK (HONG KONG) LTD Ticker: 03808 Security ID: Y8014Z102 Meeting Date: MAY 18, 2011 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend of HK$0.18 Per For For Management Share 3a Reelect Cai Dong as Director For For Management 3b Reelect Wei Zhihai as Director For For Management 3c Reelect Wang Haotao as Director For For Management 3d Reelect Tong Jingen as Director For For Management 3e Reelect Wang Shanpo as Director For For Management 3f Reelect Shao Qihui as Director For For Management 3g Authorize Board to Fix Remuneration of For For Management Directors 4 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Adopt Amended and Restated Memorandum For For Management and Articles of Association of the Company -------------------------------------------------------------------------------- SWISS REINSURANCE (SCHWEIZERISCHE RUECKVERSICHERUNGS) Ticker: RUKN Security ID: H84046137 Meeting Date: APR 15, 2011 Meeting Type: Annual Record Date: APR 13, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Remuneration Report For Did Not Vote Management 1.2 Accept Financial Statements and For Did Not Vote Management Statutory Reports 2 Approve Allocation of Income and For Did Not Vote Management Omission of Dividends 3 Approve Dividend of CHF 2.75 per Share For Did Not Vote Management from Share Premium Reserve 4 Approve Discharge of Board and Senior For Did Not Vote Management Management 5.1.1 Reelect Raymund Breu as Director For Did Not Vote Management 5.1.2 Reelect Mathis Cabiallavetta as For Did Not Vote Management Director 5.1.3 Reelect Raymond Ch'ien as Director For Did Not Vote Management 5.1.4 Reelect Rajna Brandon as Director For Did Not Vote Management 5.1.5 Relect Hans Maerki as Director For Did Not Vote Management 5.1.6 Elect Renato Fassbind as Director For Did Not Vote Management 5.2 Ratify PricewaterhouseCoopers as For Did Not Vote Management Auditors 6.1 Approve Creation of CHF 8.5 Million For Did Not Vote Management Pool of Capital with Partial Exclusion of Preemptive Rights 6.2 Approve Cancellation of CHF 1.7 Million For Did Not Vote Management Pool of Conditional Capital for Employee Share Plan 6.3 Approve Cancellation of CHF 16 Million For Did Not Vote Management Pool of Conditional Capital for Convertible Bonds Issued to Berkshire Hathaway 6.4 Approve Creation of CHF 4.2 Million For Did Not Vote Management Pool of Capital without Preemptive Rights for Issue of Options or Convertible Financial Instruments -------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Ticker: 2330 Security ID: Y84629107 Meeting Date: JUN 09, 2011 Meeting Type: Annual Record Date: APR 11, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2010 Business Operations Report For For Management and Financial Statements 2 Approve 2010 Allocation of Income and For For Management Dividends 3 Approve Amendments on the Procedures For For Management for Lending Funds to Other Parties and Procedures for Endorsement and Guarantees 4 Approve Transfer of TSMC's Solar For For Management Business and Solid State Lighting Business into Two New TSMC Wholly Owned Companies Respectively, and to Further Approve the "Solar Business Transfer Plan" and "Solid State Lighting Business Transfer Plan" 5.1 Approve By-Election of Gregory C. Chow For For Management as Independent Director 5.2 Approve By-Election of Kok-Choo Chen as For For Management Independent Director 6 Transact Other Business None None Management -------------------------------------------------------------------------------- TARGET CORPORATION Ticker: TGT Security ID: 87612E106 Meeting Date: JUN 08, 2011 Meeting Type: Annual Record Date: APR 11, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Roxanne S. Austin For For Management 2 Elect Director Calvin Darden For For Management 3 Elect Director Mary N. Dillon For For Management 4 Elect Director James A. Johnson For For Management 5 Elect Director Mary E. Minnick For For Management 6 Elect Director Anne M. Mulcahy For For Management 7 Elect Director Derica W. Rice For For Management 8 Elect Director Stephen W. Sanger For For Management 9 Elect Director Gregg W. Steinhafel For For Management 10 Elect Director John G. Stumpf For For Management 11 Elect Director Solomon D. Trujillo For For Management 12 Ratify Auditors For For Management 13 Approve Omnibus Stock Plan For Against Management 14 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 15 Advisory Vote on Say on Pay Frequency One Year One Year Management 16 Adopt Compensation Benchmarking Policy Against Against Shareholder 17 Report on Electronics Recycling and Against Against Shareholder Preventing E-Waste Export -------------------------------------------------------------------------------- TECHNIP Ticker: TEC Security ID: F90676101 Meeting Date: APR 28, 2011 Meeting Type: Annual/Special Record Date: APR 21, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of EUR 1.45 per Share 3 Accept Consolidated Financial For For Management Statements and Statutory Reports 4 Acknowledge Auditors' Special Report For For Management Regarding Related-Party Transactions and Absence of New Related-Party Transaction 5 Ratify Appointment of Marie-Ange Debon For For Management as Director 6 Reelect Thierry Pilenko as Director For For Management 7 Reelect Olivier Appert as Director For For Management 8 Reelect Pascal Colombani as Director For For Management 9 Reelect John O'Leary as Director For For Management 10 Elect Maury Devine as Director For For Management 11 Elect Leticia Costa as Director For For Management 12 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 13 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 40 Million 14 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million 15 Approve Issuance of Shares for a For For Management Private Placement, up to EUR 8 Million 16 Authorize up to 0.4 Percent of Issued For For Management Capital for Use in Restricted Stock Plan 17 Authorize Restricted Stock Plan For For Management Reserved for Chairman and/or CEO, Subject to Approval of Item 16 18 Authorize up to 0.4 Percent of Issued For For Management Capital for Use in Stock Option Plan 19 Authorize Stock Option Plan Reserved For For Management for Chairman and/or CEO, Subject to Approval of Item 18 20 Approve Employee Stock Purchase Plan For For Management 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- TRACTEBEL ENERGIA S.A. Ticker: TBLE3 Security ID: P9208W103 Meeting Date: APR 05, 2011 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2010 2 Approve Capital Budget for Upcoming For For Management Fiscal Year 3 Approve Allocation of Income and For For Management Dividends 4 Approve Employees' Bonuses For Against Management 5 Approve Remuneration of Executive For For Management Officers, Non-Executive Directors, and Fiscal Council Members 6 Elect Fiscal Council For For Management -------------------------------------------------------------------------------- URBI DESARROLLOS URBANOS S.A.B. DE C.V. Ticker: URBI Security ID: P9592Y103 Meeting Date: APR 29, 2011 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year 2010 2 Present Report of Compliance with For For Management Fiscal Obligations 3 Approve Allocation of Income For For Management 4 Elect or Ratify Directors and Approve For Against Management Their Remuneration 5 Elect or Ratify Chairmen of Audit and For Against Management Corporate Practices Committees 6 Set Aggregate Nominal Amount of Share For For Management Repurchase Program 7 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting -------------------------------------------------------------------------------- USINAS SIDERURGICAS DE MINAS GERAIS S.A. - USIMINAS Ticker: USIM5 Security ID: P9632E117 Meeting Date: APR 14, 2011 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2010 2 Approve Allocation of Income, Capital For For Management Budget 3 Approve Remuneration of Executive For For Management Officers, Non-Executive Directors 4 Elect Fiscal Council Members and For For Management Approve Their Remuneration -------------------------------------------------------------------------------- VIRGIN MEDIA INC. Ticker: VMED Security ID: 92769L101 Meeting Date: JUN 07, 2011 Meeting Type: Annual Record Date: APR 20, 2011 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James A. Chiddix For For Management 1.2 Elect Director William R. Huff For For Management 1.3 Elect Director James F. Mooney For For Management 1.4 Elect Director John N. Rigsby For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management ========== END NPX REPORT SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Registrant: MFS SERIES TRUST XVI By (Signature and Title): MARIA F. DIORIODWYER* ------------------------------------------------- Maria F. DiOrioDwyer, Principal Executive Officer Date: August 12, 2011 *By (Signature and Title) /s/ Susan S. Newton ------------------------------------------------- Susan S. Newton, as attorney-in-fact ---------- * Executed by Susan S. Newton on behalf of Maria F. DiOrioDwyer pursuant to a Power of Attorney dated October 26, 2010. (1) (1) Incorporated by reference to MFS Series Trust XIII (File Nos. 2-74959 and 811-3327) Post-Effective Amendment No. 45 filed with the SEC via EDGAR on March 10, 2011.