0001225208-21-013340.txt : 20211029 0001225208-21-013340.hdr.sgml : 20211029 20211029161912 ACCESSION NUMBER: 0001225208-21-013340 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211028 FILED AS OF DATE: 20211029 DATE AS OF CHANGE: 20211029 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lindow John P CENTRAL INDEX KEY: 0001520752 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05794 FILM NUMBER: 211363476 MAIL ADDRESS: STREET 1: 17450 COLLEGE PARKWAY CITY: LIVONIA STATE: MI ZIP: 48152 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MASCO CORP /DE/ CENTRAL INDEX KEY: 0000062996 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIP, EXCEPT ELEC & WARM AIR & PLUMBING FIXTURES [3430] IRS NUMBER: 381794485 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 17450 COLLEGE PARKWAY CITY: LIVONIA STATE: MI ZIP: 48152 BUSINESS PHONE: 3132747400 MAIL ADDRESS: STREET 1: 17450 COLLEGE PARKWAY CITY: LIVONIA STATE: MI ZIP: 48152 FORMER COMPANY: FORMER CONFORMED NAME: MASCO SCREW PRODUCTS CO DATE OF NAME CHANGE: 19731025 4 1 doc4.xml X0306 4 2021-10-28 0000062996 MASCO CORP /DE/ MAS 0001520752 Lindow John P 17450 COLLEGE PARKWAY LIVONIA MI 48152 1 VP, Controller and CAO Common Stock 2021-10-28 4 M 0 21125.0000 25.5100 A 50713.0000 D Common Stock 2021-10-28 4 M 0 19259.0000 22.9195 A 69972.0000 D Common Stock 2021-10-28 4 M 0 13520.0000 33.7500 A 83492.0000 D Common Stock 2021-10-28 4 M 0 13105.0000 19.6641 A 96597.0000 D Common Stock 2021-10-28 4 S 0 67009.0000 65.0043 D 29588.0000 D Employee Stock Option 25.5100 2021-10-28 4 M 0 21125.0000 D 2026-02-10 Common Stock 21125.0000 0.0000 D Employee Stock Option 33.7500 2021-10-28 4 M 0 13520.0000 D 2027-02-10 Common Stock 13520.0000 3380.0000 D Employee Stock Option 22.9195 2021-10-28 4 M 0 19259.0000 D 2025-02-11 Common Stock 19259.0000 0.0000 D Employee Stock Option 19.6641 2021-10-28 4 M 0 13105.0000 D 2024-02-12 Common Stock 13105.0000 0.0000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.74 to $65.30, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. This option became exercisable in five equal annual installments commencing February 10, 2017. Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3. This option, representing a right to purchase a total of 16,900 shares, is exercisable in five equal annual installments of 3,380 shares commencing February 10, 2018. In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value. This option became exercisable in five equal annual installments commencing February 11, 2016. This option became exercisable in five equal annual installments commencing February 12, 2015. Yvette M. VanRiper by Power of Attorney 2021-10-29