0001225208-21-007608.txt : 20210505 0001225208-21-007608.hdr.sgml : 20210505 20210505161820 ACCESSION NUMBER: 0001225208-21-007608 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210503 FILED AS OF DATE: 20210505 DATE AS OF CHANGE: 20210505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cole Kenneth G. CENTRAL INDEX KEY: 0001582303 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05794 FILM NUMBER: 21893585 MAIL ADDRESS: STREET 1: 17450 COLLEGE PARKWAY CITY: LIVONIA STATE: MI ZIP: 48152 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MASCO CORP /DE/ CENTRAL INDEX KEY: 0000062996 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIP, EXCEPT ELEC & WARM AIR & PLUMBING FIXTURES [3430] IRS NUMBER: 381794485 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 17450 COLLEGE PARKWAY CITY: LIVONIA STATE: MI ZIP: 48152 BUSINESS PHONE: 3132747400 MAIL ADDRESS: STREET 1: 17450 COLLEGE PARKWAY CITY: LIVONIA STATE: MI ZIP: 48152 FORMER COMPANY: FORMER CONFORMED NAME: MASCO SCREW PRODUCTS CO DATE OF NAME CHANGE: 19731025 4 1 doc4.xml X0306 4 2021-05-03 0000062996 MASCO CORP /DE/ MAS 0001582303 Cole Kenneth G. 17450 COLLEGE PARKWAY LIVONIA MI 48152 1 VP, General Counsel and Sec. Common Stock 2021-05-03 4 M 0 17094.0000 19.6641 A 89869.0000 D Common Stock 2021-05-03 4 S 0 15000.0000 65.1240 D 74869.0000 D Common Stock 2021-05-03 4 S 0 17094.0000 65.1030 D 57775.0000 D Employee Stock Option 19.6641 2021-05-03 4 M 0 17094.0000 D 2024-02-12 Common Stock 17094.0000 0.0000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.11 to $65.18, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.09 to $65.17, inclusive. In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding unvested restricted stock awards granted by Masco to all equity plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the awards' pre-spin intrinsic value. This option became exercisable in five equal annual installments commencing February 12, 2015. Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3. Yvette M. VanRiper by Power of Attorney 2021-05-05